Full transcript
4:56Good morning and welcome to the United
4:59States Court of Appeals for the Federal
5:01Circuit. My name is Michael. I'm the
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17:02All right.
17:08United States Court of Appeals Federal
17:10Circuit
17:18Be seated, please.
17:20>> We have four argued cases this morning.
17:22The first is number 242304
17:26Net List Inc. versus Samsung
17:28Electronics. Mr. Lamin,
17:32just before you begin to be clear about
17:34this, Samsung is now out of these cases,
17:37right? Because of the global settlement.
17:39>> That is correct, your honor.
17:40>> So, they should be removed from the
17:41caption.
17:42>> Pardon? It should be removed from the
17:44caption then.
17:45>> That's correct. They're no longer
17:46participating. So, it's back to
17:48>> Thank you. May it please the court. I'd
17:50like to focus on two issues. Um, while I
17:53would like to start with claim scope, I
17:55also want to be sure to address the
17:56PTAB's written description
17:57determination, especially for the 436
18:00patent where the PTAB relied on its own
18:03internet research outside the record
18:05from nearly 20 years outside the
18:07relevant date. But beginning with claim
18:09construction, the claim itself and the
18:11extrinsic ev intrinsic evidence all
18:13indicate that the recited ranks are have
18:16more than one memory device. And if you
18:18turn to the last limitation on the
18:20inside front cover of our brief, it's
18:22limitation E labeled there. It says
18:25wherein a command signal is transmitted
18:27to only one DDR memory device at a time.
18:32Words only one and at a time are
18:34inconsistent with a rank having only one
18:36device. If I said, "I will only speak to
18:40only one student at a time," one would
18:42not think I was talking about a class
18:44that has only one student. Same thing
18:46here. Those words make it clear that
18:48we're looking at uh ranks that have
18:50multiple devices. In fact, the invention
18:52is actually akin to
18:53>> Does that does that clause refer to a
18:56rank or does it refer to the module in
18:59general? I think it refers to the ranks
19:02because if you look up a little bit
19:03higher, it talks about um saying that
19:06it's going to single out and transmit to
19:08only um to select one one rank or two.
19:11And I think all the parties understood
19:13when they're looking at it, they were
19:14talking about within a rank. The debate
19:15was does it encompass single device
19:18ranks or is it multiple device ranks?
19:20And that's that was the understanding.
19:22And even if you were to look at it that
19:23way, I don't think that would solve the
19:25problem because since it talks about
19:27selecting one rank or two ranks, if I
19:29said I'm going to select one or two
19:31classrooms and I will speak to only one
19:34student at a time, you're still not
19:36going to expect those to be single
19:38student classrooms. It doesn't make
19:39sense to speak in that way. The
19:41inventions actually,
19:42>> but it doesn't foreclose that
19:45interpretation, does it?
19:46>> I think it comes as close as you can be
19:48without saying flat out, heck, Verba,
19:50this is foreclosed. It's just not the
19:52way we use language. But it's akin to
19:54like if to use analogy, it's akin to
19:55like an innovative bullhorn that'll
19:57direct speech to only one person in a
19:59group.
20:00>> The PTAB's decision in this case was
20:02akin to saying, well, all brohorns do
20:04that. The prior art bullhorns do that
20:06because it might be a group with only or
20:08it might be a set of people with only
20:09one person in it and therefore it reads
20:10on the prior art. It's just not a
20:12natural way to read this language. Why
20:14why if if they wanted your construction,
20:16why wouldn't they say it's transmitted
20:18to only one DDR memory device at a time
20:21within a rank?
20:22>> Pardon? So certainly they could have
20:25said within a rank, but everybody in
20:27this case is proceeding on the basis
20:29that it was we're talking about what's
20:31in a rank, right? you've already
20:32selected the rank because C talks about
20:35selecting one or two ranks and then you
20:37say wherein we're going to one device at
20:39a time and the only question is does it
20:41have that trivial case that kind of edge
20:44case of somehow you have a rank that
20:46only has one device in it and that's
20:48just not normal in modern memory systems
20:50and it you wouldn't read this language
20:52to be trying to reach that abnormal case
20:54of a classroom of one student. What if
20:56we were to read column 8 as uh
20:59contemplating a a
21:03single memory device rank?
21:05>> Column 8, your honor.
21:07>> Yeah, that was what uh the board relied
21:10on that along with figure 6B. Yeah. So I
21:12think
21:12>> as examples in the patent specification,
21:15right,
21:16>> of ranks with only one memory device.
21:18>> I think actually points exactly the
21:20opposite way. So column eight column 7
21:22has the logic table and it says logic
21:25table is selection among ranks of memory
21:28devices 30 and if you look at all the
21:30pictures of memory devices 30 they're
21:31all multiples but going further if you
21:33go to column 8 line 30 it says in logic
21:36state 4 and that's the one ones it
21:38discusses later CS is low blah blah blah
21:40thereby selecting rank two so logic
21:42state 4 has selected rank two one rank
21:44only and that's rank two if you move
21:46down it says and this is line 48 in
21:49certain embodiment The command signals
21:51passed through to the selected rank only
21:53state four of table one. So that's rank
21:56two. In such embodiment, the command
21:58signal is sent to only one memory device
22:00or the other memory device. So that data
22:02is supplied from one memory device at a
22:04time. That's selecting one rank and then
22:06you sent it to one memory device or the
22:08other memory device. That doesn't make
22:10sense. You wouldn't speak that way if
22:11you had selected a rank that had only
22:14the paragraph.
22:15>> Right? In other embodiment, the command
22:17signal is passed through to both
22:20associated ranks, eg state six of table
22:23one. In such embodiment, the command
22:25signal, eg refresh, is sent to both
22:29memory devices to ensure that the memory
22:31content of the memory devices remains
22:32valid over time.
22:33>> Yeah. And I think given what came before
22:35it where you're talking about a single
22:37rank sent to one or the other and this
22:39has two ranks. When it says to both
22:40memory devices, it means both memory
22:42devices within the rank. It doesn't mean
22:44you're going to send it to two two ranks
22:46and there's just one memory device in
22:47each. It's just not a natural way to
22:49read it, especially given the prior
22:51statement where it says you're going to
22:53send it to only one rank. In such
22:55embodiment, you send it to one memory
22:57device or the other. That makes sense
22:59only if there's two. In fact, it doesn't
23:01make any sense. The the send it to one
23:04or the other doesn't really make sense.
23:05Um because table one actually has four
23:07ranks. If you were actually just
23:09selecting a rank of a single device, you
23:11wouldn't say send it to one or the
23:12other. You'd be sending it to one of
23:14four.
23:14>> Yeah. The comm the command signal is
23:16being passed to both associated ranks,
23:20right? So, we're dealing we're dealing
23:22with two ranks and then we're talking
23:24about, hey, we can send uh the command
23:28signal to both memory devices in both
23:32ranks. it if it sounds like it's saying
23:35we can have two ranks each rank having
23:38its own memory device and instead of
23:40sending the command signal to just one
23:42memory device we can send it to the the
23:46memory device the only memory device of
23:49both of these ranks
23:50>> no I think it's more naturally read
23:51judge 10 especially given the preceding
23:53example where you're sending it to one
23:55memory device or the other memory device
23:58in a single rank that this means you're
24:00going to send it to both memory devices
24:03in a rank, not send it to one memory
24:07device in each rank. Um, remember these
24:09are two these are states for the same
24:11system. And so you're not going to have
24:13one which is, you know, state four which
24:15is talking about a device that has or
24:17excuse me, a memory that has two memory
24:20devices or four memory devices. And then
24:22the second example, another state
24:23somehow reduces it down to just two
24:25memory devices. It's always going to be
24:27the same number of memory devices. And
24:29the first one is very clear. Example
24:31four is unambiguous that you're talking
24:32about sending it to one memory device at
24:35a time when you're sending it to one
24:38rank, one memory device or the other
24:41when you have a single rank selected.
24:43And you just wouldn't say I'm going to
24:44send it to one or the other in a single
24:46rank if the rank only had one to begin
24:48with. It just doesn't make sense.
24:49There's nothing ambiguous about that.
24:52And then I guess Judge Ten, you referred
24:54to one other item that the board relied
24:56on and I can't quite recall what it was.
24:57>> It was figure 6B. Ah yes figure A and B.
25:01>> Yeah. So figure 6B I think there's two
25:04significant issues with that. Um and I
25:07want to get to like the second one more
25:09quickly but the first is if you look at
25:10the description of 6B and this is page
25:1292 the appendex column 24 lines 26 to 27
25:17and again later on line 32 it talks
25:20about memory devices. It says it's
25:22talking about collisions between data
25:23spurs from one rank of memory devices to
25:25another rank of memory devices. And it
25:27refers to on line 32, memory devices 30.
25:30If you look at page 63 of the appendix
25:32and 64 and 65, memory devices 30 is
25:34always multiples. You've never seen
25:35less. But the more important part, and
25:37this is something the PTAB missed. This
25:39is talking about data collisions, right?
25:42It's how to avoid these data collisions.
25:44If you turn to page nine of our brief,
25:46there's a chart, there's a little
25:47diagram, very simplified diagram there
25:49showing two ranks, rank zero and rank
25:52one. And you'll see that each rank each
25:56DRAM pairing in those will share a data
25:59line. It's of the X8 or by 8 right
26:02there. So you have the possibility of a
26:04data collision between DRM 1 and DM 2
26:06and DM 2 and DM2 DM 3 and DM 3. But you
26:10wouldn't have a collision between DM1
26:12and DM 4. They don't share a data line.
26:14And so when you're talking about the
26:16solution in this context, which the
26:18solution to data collisions, you're only
26:20going to be worried about the collision
26:21between DRM one and DRM one, rank one
26:24and rank zero. And so that's why it's
26:27going to home in. And it says, look,
26:29here's how you avoid a data collision
26:31between these two. In fact, it'd be a
26:33little confusing to go further and say,
26:35you know, um, we'll talk about DRM 2 and
26:38DM 3 because only one pairing can have a
26:41collision at a time. only one pairing
26:43has shares a line. And so since this is
26:46talking about avoiding collisions, you
26:48only look at DRM one and DM one. And
26:51you'd apply the same solution, just
26:53repeat the exact same thing, rinse
26:54repeat for DM 2, DM 3 in each of those
26:58pairings. And the board just missed
26:59that.
27:00>> Your argument sounds like expert
27:01testimony about how to interpret the
27:04patent.
27:05>> Right.
27:06>> Well, this is this is a intrinsic
27:09analysis of it. And the question is did
27:12the board get it right when it says
27:13right up front memory devices 30 and it
27:16refers memory it says memory devices in
27:18a rank plural and when it's talking
27:21about data collisions and you don't have
27:24collisions across DMS you can see it
27:26right there they share a line and that's
27:28why you would and you would looking at
27:29this understand ah we're going to share
27:32we're going to solve a collision to DMs
27:34that share a line but that's means you
27:36only look at that one column you're not
27:38going to be looking at all of them all
27:40at once I guess you're assuming that
27:42when the spec talks about memory device
27:44A, memory device B, for purposes of
27:47figure 6B, you're saying, well, they're
27:50only talking about a partial embodiment
27:52here.
27:53>> Yeah, they're talking about, for
27:54example, memory device A might be DM one
27:57and rank zero in that little picture and
27:59memory device B might be DM one in rank
28:01one. I guess the concern I have is
28:02there's nothing in column 24 that really
28:05channels me into saying, "Aha, we're
28:08only looking at a cutout of a larger uh
28:11embodiment." Well, I think it is clearly
28:14looking at a cutout of a larger
28:15embodiment because it's about, and it
28:17says this, it actually says it's talking
28:20about memory devices 30 otherwise
28:23involved in a signal collision. It's not
28:25all memory devices, it's the memory
28:27devices of signal collision. And if you
28:29look at the picture, the picture doesn't
28:30actually even show you your DRS. They're
28:32just not in the picture. So this is just
28:35the ones involved at a me in a
28:36collision. What's involved in a
28:38collision? The DRS that share a line.
28:40Memory A and memory B or DM one and DM
28:43one and rank zero and rank one. It
28:45wouldn't be all of them. You don't
28:46picture all of them because it's only
28:48the ones. And the quote is involved in a
28:51collision.
28:54If I could quickly turn to and hopefully
28:56I'm without going too deeply into
28:58rebuttal um just very quickly that the
29:01written description of the 486
29:02provisional the board said gave only one
29:05reason for saying that sequential logic
29:08does not does not convey a register even
29:10though the board even though Micron's
29:12own expert said normally it describes a
29:14combination of logic functions and
29:15registers and the board gave only one
29:17reason for saying well you the skilled
29:19writers and still wouldn't understand a
29:21register and that One one reason was a
29:242024 website the board dug up itself. It
29:26wasn't subject to adversary
29:28presentation. It's 10 years too late.
29:30And frankly, if we've been given a
29:31chance to respond to it, we'd explain
29:32that it doesn't show that a skilled
29:34artisan would think of. What what if we
29:36read the board decision to
29:39to consult that website really only as
29:41backup evidence
29:44that it didn't need because there was
29:46already other evidence that supported
29:48the finding of no written description
29:52because there was testimony that you yes
29:57you need some kind of storage space but
29:59it doesn't have to be a register. It
30:01could be something that's not a
30:03register, a functionally equivalent of a
30:04register to be sure, but nevertheless,
30:08uh, a non-register story.
30:10>> I think there's two problems. There's
30:12simply no testimony that a skilled
30:13artisan would think of the alternative
30:15to a register without actually thinking
30:17of the register that somehow you would
30:18get there, that somehow this is such an
30:20expansive group or they're so common,
30:22the alternatives are so common. They
30:23only described it. The only testimony
30:25about anything that does this function
30:27is a register. And second, the only
30:29evidence of an alternative that someone
30:31might think to is this um is this uh
30:35website. If you look at that, it says,
30:37"Hey, it could be an alternative."
30:38Doesn't say who might think of the
30:39alternative, what the alternative would
30:40be, how common they were in 2005,
30:42nothing like that. And the only evidence
30:45it gives is this is this 2024 website.
30:48Thank you. If I could reserve the
30:49remainder of my time for rebuttal. Okay.
30:51Thank you,
31:06May it please the court. I'll address
31:07the same two issues that uh that Net
31:09list did. Starting with claim
31:11construction. I think it's noteworthy
31:13that uh in order to get to the
31:15construction of rank that Netlist
31:17prefers, you have to add words both to
31:19the claim itself and to the
31:21specifications description of the
31:23embodiment. Neither of those say that
31:25you send a command to a single device
31:27within a rank. It's simply not there. It
31:30says you send it to a single memory
31:32device. Um uh Netless cited, you know,
31:36ordinary language and and talked about
31:38the the natural reading. I think in this
31:41context, the most instructive, uh uh
31:44evidence on how a person of ordinary
31:47skill would understand the word rank in
31:49this context is the technical definition
31:52in the Jacob textbook. This is at
31:53appendix 11702 which says a rank of
31:57memory is a bank of one or more DRAM
32:00devices. That is the best understanding
32:02of the word rank in this context and
32:05there's nothing in the claim language or
32:06the specification that that provides a
32:09reason to depart from that. On the
32:11contrary, as uh Judge Chen, you pointed
32:13out and as the board found, the
32:15specification describes uh an embodiment
32:18of single device ranks in logic table
32:22one. I think there may be some confusion
32:25about what logic table one is describing
32:27here at appendix 84. So I want to make
32:29sure it's clear. Um there are four ranks
32:32to start with in the states in this
32:34table. But by the time you are sending
32:36to one memory device or the other, if
32:39you've selected one rank or uh both
32:41memory devices, if you've selected both
32:43ranks, there's already been an initial
32:45processing of the chip select signal. So
32:47you can see this in table one for state
32:494. It's only uh chip select one that is
32:53active. So then you uh you are selecting
32:55the two ranks that are associated with
32:57chip select one. And it's in that
33:00context that the patent then says that
33:02the command signal is sent to only one
33:05memory device or the other memory
33:07device. So we're talking about two ranks
33:10and we're talking about selecting one of
33:11those. And when you make that selection,
33:13the command signal goes to only one
33:15memory device or the other. That is a
33:17single device rank. Again, even clearer
33:20is state six where again you see in the
33:22table that uh chip select one is
33:24selected. And so then we're looking at
33:26the two ranks that are associated with
33:28chip select one. In that case, you've
33:31selected both of those ranks and the
33:33command signal is sent to both memory
33:36devices. As the board found, you're
33:38talking about sending to two ranks, two
33:41devices. That means one device per rank.
33:43That is clearly consistent with the
33:45construction of rank that the board
33:46adopted here. Uh I think the uh the
33:50figure six embodiment about the
33:51backto-back adjacent read commands and
33:53preventing collisions is also
33:55instructive as again the board found
33:57based on the record here. Um the diagram
34:01at uh page nine of net list's opening
34:04brief sort of assumes
34:05>> isn't it true the objective of this
34:08invention is to use as many lowcost
34:12memory devices as possible as a
34:14substitute for fewer high cost high-end
34:20uh large memory devices. The objective
34:23of this invention is to multiply either
34:26the number of devices per rank or the
34:28number of ranks per module that's
34:31recited at appendix 86 at column 12 as
34:34well as appendix 81 at column 2.
34:36>> I guess I'm wondering in in this
34:37scenario in the context of this patent,
34:40why why would you ever have a a rank
34:43that only has one memory device? Because
34:45if you have one rank uh if you have two
34:48ranks with one memory device each,
34:50that's still better than one rank with
34:52one memory device. It's it's rank
34:53multiplication. It is expanding the
34:55capacity of the device in one of the two
34:57ways that the patent describes. Again,
35:00uh we're obviously looking at the claim
35:02language, not construing it uh in view
35:04of of the purpose, but we do think that
35:06a single device rank is consistent with
35:09the purpose of this invention because
35:10>> you think it would be unusual to have an
35:13embodiment with just a single rank with
35:16I don't know 80 memory devices.
35:18>> You could not have an embodiment of
35:20claim 16 that would have a single rank.
35:22And that's because of the language
35:24language uh regarding the uh the first
35:29number of ranks and devices and the
35:30second number of ranks and devices.
35:32Right? The second number that's what
35:34corresponds to the input signal has to
35:36be smaller than the the first number. So
35:39that first number is always going to be
35:40at least two. There's always going to be
35:41at least two ranks and at least two
35:44devices.
35:44>> Right? I I'm just thinking just based on
35:47what's being disclosed in this patent
35:49it, you know, there's there's nothing in
35:52here that suggests well, you know, as
35:54long as we get a lot of memory devices,
35:56it could be a single rank with a endless
36:01row of memory devices. And my my point
36:04is it seems like they're they're they're
36:07looking to try to increase, you know,
36:10really pump up the numbers of memory
36:12devices. And you can do that through
36:14many many ranks and you can also do that
36:16with many many devices in a given rank.
36:19>> You're trying to expand capacity. It's
36:21true. The patent again column 2 lines 24
36:24to 28 talks about two different ways to
36:26do that. You can either multiply the
36:28number of devices per rank or you can
36:30multiply the number of ranks per module.
36:33and going from a one rank module to a
36:37two-rank module is a multiplication even
36:39if each of those ranks has only one
36:41device on it. Uh the fact that the the
36:44patent talks about for example um you
36:47know using lower density devices
36:50multiple lower density devices in those
36:52ranks maybe that achieves some further
36:54purpose economically but the claim says
36:56nothing about that. It doesn't require
36:58anything about the respective density of
37:00the devices or the ranks. It just says
37:03you have to have a first number of ranks
37:05and a first number of devices that is
37:07larger than the second number of devices
37:09and second number of ranks. I realize
37:11the it's a little confusing because the
37:12second one is what's coming in but I I
37:14think take the point your honor.
37:17I would also uh so going back to the the
37:20um the diagram at at uh page nine of
37:23netless opening brief and the argument
37:25about uh collisions again using that
37:27diagram assumes the conclusion. and it
37:30assumes that we're already operating
37:32within a rank that has multiple devices.
37:35If you have two ranks that each have one
37:37device in them, there is still a
37:39collision risk and there that can still
37:41be addressed by the uh technique
37:44described in with respect to figure six
37:46of using these uh FET switches to
37:49isolate the the DQ strobe signals of the
37:52two devices. And again the patent at
37:55column six, excuse me, at at column 24
37:58at figure six uh says there are two
38:01ranks and talks about two memory
38:03devices, memory device A and memory
38:05device B as the board found that is
38:07further intrinsic evidence supporting a
38:10construction of rank to be just as the
38:13textbook says one or more devices.
38:17If I can turn to written description um
38:20on the 436 patent a few points your
38:24honors I I think there was a bit of a
38:27mischaracterization of
38:29the record um as the board found both
38:33experts
38:34>> and by the board's independent
38:36consultation of a website and then
38:38relying upon it. No, we have agreed that
38:40that was improper. Um, but it was not
38:42essential to the board's analysis. And
38:44so under this court's decision in Nike,
38:46for example, um, that's not enough
38:48reason to, uh, to vacate the board's
38:51opinion. The board's conclusion that
38:54there was no written description support
38:55in the 436 patent for a register was
38:58supported by substantial evidence.
39:00Again, in the testimony of both experts,
39:03I I think netless experts testimony, as
39:06the board found, is particularly
39:07instructive. Dr. Bjoli said that to do
39:10the sequential logic, right? That's the
39:12hook they have in the 436 patent. It
39:14describes that it can do sequential
39:16logic and they say, "Well, that require
39:18a person of ordinary skill would know
39:19that's a register." No, their own expert
39:22at appendix 18345
39:24said it would require a storage or
39:27register. Storage is even broader than
39:30uh than a register. So, he certainly
39:32didn't think that a register was
39:33required. And of course, our expert at
39:35appendix 18693 did not say you needed a
39:39register. You would envision a register.
39:41What he said was it requires state
39:43storage in the form of a register or
39:45equivalent. A sub equivalent language
39:48may be enough. We don't require in hike
39:50verba disclosure but substantive
39:52equivalents are not enough. In fact, in
39:54the Nelroprian case, uh, which Netlist
39:57has relied on, this court made an
39:59exception there, but still reiterated
40:01the quote that the rule that as a
40:04general matter, written description may
40:06not be satisfied by so-called equivalent
40:08disclosure on the peculiar circumstances
40:11of that case. Is it possible that
40:14what the 436
40:18U provides support for is a register or
40:23an equivalent of a register that in in
40:26in that way the inventors were in
40:28possession of that entire set. We know
40:31that these logic elements need some kind
40:33of temporary storage space that just
40:35comes with the territory.
40:37And there were at least a handful of
40:40very well-known little devices that
40:43could perform that very common function.
40:47One of them was a register and then
40:49equivalents. It's kind of like a
40:51fastener could be a screw or a nail or
40:55something else. They're all super
40:57interchangeable. And
40:59>> why wouldn't um you have possession of
41:03all of those kinds of fasteners just
41:06like you would have
41:08uh possession of all the different kinds
41:09of known little temporary storage spaces
41:13that include registers, flip-flops, etc.
41:15>> That's not the law for written
41:16description, right? The hallmark of
41:18written description is disclosure. I
41:19think this court's decision in the
41:20null's case is particularly instructive
41:22here. There the claim was to a solder
41:24reflow process. Uh and what the uh
41:28earlier uh application disclosed was
41:31just a method of connecting pads to a
41:33circuit board. Solder reflow was one
41:36known way of doing that, but there were
41:37other known techniques as well. This
41:39court held that's not written
41:40description for it. I think we have
41:42exactly the same situation here. Looking
41:44at the the disclosure of sequential
41:46logic in the 436 patent. Yes, maybe you
41:49would know that you could use a
41:51register, but you would also know as
41:52both experts here agreed that you could
41:55use something that wasn't a register.
41:56That's not written description support
41:58for a register. Regardless, I'd like to
42:00>> claim instead of registers that said
42:02storage space.
42:04>> Maybe we'd have a different case, but it
42:05doesn't
42:06>> be a different case.
42:07>> It would be a different case, but that's
42:08not what we have here. We require a
42:10particular component, which is a
42:12register. It's not disclosed. And of
42:14course, the court need not even reach
42:16that issue because the board had two
42:18other bases for rejecting written
42:20description on the 436 patent. And one
42:23of them was net list's failure to meet
42:25its burden under this court's case law
42:28to to once uh the petitioners had cited
42:31Ellsworth's prior art and met their
42:33initial burden of production, the burden
42:35of production transferred to net list to
42:37show written description support for all
42:39limitations of claim 16. Net list hasn't
42:42disputed that that is what this court's
42:45case law requires. I don't think they
42:46could given the language of tech
42:48licensing, for example.
42:50They argue only that there are a handful
42:52of board decisions, non-presidential.
42:55They call it precedent. They're not
42:56presidential opinions. Board decisions
42:58that suggested otherwise. I'd say a few
43:01things in response to that. First of
43:02all, obviously, even if there there were
43:04such decisions, they can't override this
43:06court's case law. More importantly,
43:08>> are you contesting that there were other
43:10limitations that lack written
43:12description support in the 436?
43:14>> We uh we have contested that, but the
43:16important point is we didn't have to. We
43:18had no burden to specify in the petition
43:21uh which ones we thought were um uh were
43:25not disclosed and then they only had to
43:27address uh those. That's what the board
43:29said in the Lupin decision. And then
43:31later in the Max light case in 2021, the
43:34board in a reharing decision came back
43:36and said Lupin's not right. That's not
43:39the rule. That is not consistent with
43:41federal circuit case law. And since that
43:43time, the board has not departed from
43:45that principle. More importantly in this
43:47case at appendix 879 at institution net
43:50list was told by the board talking about
43:53the 436 patent specifically that they
43:56needed to uh um
44:00to show written description support for
44:03all subject matter and that they had
44:05instead addressed only particular
44:07limitations. Again that's 879.
44:10And then netlist didn't object. Instead,
44:12they accepted that burden at appendix
44:151016 in their patent owner response.
44:18They acknowledged that the board had
44:19imposed that requirement. They didn't
44:21argue this is wrong. They didn't argue
44:23this is inconsistent with other board
44:25precedent. They didn't cite the loop in
44:27case. They recognized it was their
44:29burden. And as we've pointed out, they
44:31attempted to meet it for the 244
44:33provisional. They failed for the reasons
44:35the board has found. And I did not hear
44:37that topic addressed in opening, so I
44:39won't go into it. They didn't even try
44:41for the 436 patent. The law is clear.
44:45They haven't disputed what this court's
44:46case law requires. They were told what
44:48they had to do. They acknowledged what
44:50they had to do and they simply didn't do
44:52it. And that's a sufficient basis to
44:54affirm the board's finding of no written
44:56description support in the 436 patent.
45:01If the court has no questions, we'd ask
45:03the court to affirm the board.
45:04>> Okay. Thank you, Mr. Lamco.
45:15Thank you. If I could begin with the
45:16Jacob's test textbook that actually
45:19shows exactly why skilled artisans would
45:21not interpret this invention which is
45:23about expanding me memory capacity by
45:25using smaller memory devices but more
45:27numerous ones would somehow have a
45:29single device rank and it explains that
45:32it says first for modern memory systems
45:34you typically have multiple DRM devices
45:36that's at 1173 and it goes on and says
45:39the term is now used to denote quote a
45:41set of DRM devices that operate in lock
45:43step when there's one there's no block
45:45step. In fact, it goes on and gives the
45:47one example of when you might think you
45:49might have a a rank of one and it talks
45:52about a embedded system that does not
45:54require much capacity. A skilled artisan
45:57reading this patent is not going to
45:58think we're talking about that edge case
45:59of the embedded system that doesn't need
46:01capacity. This is about high-end server,
46:04high-end computer RAM that where we're
46:07trying to expand the memory capacity,
46:08not only by having more DRAMs per rank,
46:10but expanding upward as well and having
46:13more more um ranks. Um, do you disagree
46:18that it was netless burden to show
46:20written description support for all
46:23limitations in the claim?
46:25>> No, your it's not our burden to show it.
46:27We had a burden of production, but not a
46:29burden of persuasion. And then so it
46:31always the burden of persuasion is
46:32always on the other side. But the burden
46:34of production isn't for all of them. I
46:35think under Lupin and the cases
46:37post-dating Max light there's other
46:38cases from there from the board saying
46:40no you only have to respond to the very
46:43things that were pointed out and we
46:45followed that and I think the and uh
46:48when council points to page I think is
46:49840 or 879 and says oh they told you you
46:53have to respond to everything. Actually,
46:54if you look at 878 877, that's where the
46:57board actually goes through the specific
46:59articulations, the specific things that
47:02Micron is pointing to. And then it says
47:04you have a burden of response.
47:06>> Excuse me. Well, it's that is in the J
47:09>> 877 878.
47:11>> Okay. Then it's I'm talking about 488.
47:14Yeah. Um it's 487. I think we just
47:17you're using the wrong numbers. So the
47:18assertion that council was citing is on
47:21488. We just had the wrong number. And
47:24486 and 487 are where they go through
47:26and say it did not. The other side
47:28Micron argues it did not disclose a
47:30logic element. It didn't uh disclose a
47:33circuit comprising a logic element and
47:34and a register. And then the board says
47:37the burden of production shifts to
47:38patent to show. It's not a textual
47:41saying and everything else in the
47:42universe. It's just the ones that were
47:44raised on 486 and 487. Um,
47:48>> is that the reason why you only did the
47:51peace meal um, presentation for That's
47:54right. You know, on 436, but for the 244
47:58provisional, you went all the way soup
48:00to nuts.
48:01>> Yes. Making a full-blown presentation
48:04for every limitation.
48:05>> Some sometimes they you if you have the
48:07pages, sometimes you're more thorough.
48:09And if there's any confusion there, it's
48:10because there's different board
48:11precedent going different ways. You have
48:13that one case, the MaxLite case, cited
48:15in the middle, but there's cases before
48:16loopin and cases after Max light that go
48:18the other way. And it's just arbitrary
48:20and capriccious for the board to choose
48:21one set of cases for one case and
48:23another set of cases the other case. It
48:25has to have a rule and it has to follow
48:27that rule consistently.
48:29>> I think we're out of time.
48:30>> Thank you so much.
48:31>> We ask that the court reverse. Uh our
48:34next case is number 251286
48:37listing versus Samson electronics.
49:27Okay, Mr. Nolan.
49:40Thank you your honors and may it please
49:42the court. The boy the board legally
49:46erred here in adopting an obviousness
49:48theory that required dismantling the
49:50memory modules of Parago a Rambus patent
49:54and then rebuilding them to comply with
49:56the fundamentally different Jadeex
49:58standard. And that legal error follows
50:00from three facts about the proposed
50:03modification, all of which are
50:05undisputed.
50:06The first fact is that the modification
50:09renders Parago's modules nonfunctional
50:12in the RAM architecture for which Parago
50:15was designed. The second fact is that
50:18the modification eliminates the
50:20configurable width nature of Parago's
50:23buffers because JDK compliant modules do
50:25not have a configurable width. And the
50:28third fact is that the modification
50:30destroys the buffer's ability to
50:33translate between memory controllers and
50:36memory devices that would not otherwise
50:38be compatible with one another. In
50:41short, this theory that the board
50:44adopted, it basically eliminates the key
50:48innovations in Pereago's module. And so
50:51this is a case where the undisputed
50:53facts, including some facts that the
50:55board expressly found, demonstrate that
50:58the board's legal conclusion was wrong.
51:01The analysis is flatly inconsistent with
51:04this court's inoperability and intended
51:06purpose cases like Metronic, Kors,
51:09Polaris, and the others cited in our
51:11brief. Now, I want to focus for a
51:13moment.
51:14>> I don't read the our cases the same way
51:17that you do. I mean the axonics and your
51:19Vansky cases make clear that the
51:22question is whether the combination will
51:24serve the purpose of the patented
51:26invention not whether it will serve the
51:28purpose of some piece of prior art from
51:31which one of the elements is taken.
51:35Well, your honor, respectfully, Erbansky
51:38actually reaffirmed the legal rule that
51:40we're relying on that that we don't
51:43accept modifications of the prior art
51:45that render them inoperable for their
51:47intended purpose and simply found it not
51:49satisfied on the facts there. um the the
51:53Axonics case that that your honor cited
51:55it it acknowledged um and I acknowledge
51:58that the intended purpose of the prior
52:00art doesn't always control but this
52:02court reaffirmed in the Medronic versus
52:04Telelex case that the obviousness
52:07analysis does have to consider whether
52:10the modification that is being proposed
52:12is going to frustrate what the prior art
52:14reference is setting out to do. And this
52:17court in that case in Medtronic
52:19expressly rejected a reading of Intel
52:21which is another case that Micron has
52:23relied on that would say that the
52:25intended purpose of the prior art is
52:26simply irrelevant. And here you have
52:29basically three benefits that Pereago is
52:32talking about. It's got a high
52:34performance RAM primary channel. It's
52:36got a buffer that's configurable width
52:39so you can do it at 128 64 32 and so on.
52:43and it's got a buffer that has this
52:44translation functionality that allows
52:46otherwise incompatible memory devices
52:48and memory controllers to talk to one
52:51another. This modification throws all of
52:55that away. It is then that is
52:57undisputed.
52:58>> There's another stated goal of
53:01upgradability,
53:03>> right? And
53:04>> correct. and doing this modification to
53:06make it JDK compliant. There's an a
53:10basis to say that there would be uh an
53:13upgrade by doing that.
53:15>> Well, in fact, your honor, I think it's
53:18undisputed that it would not be
53:20upgradable if you make the module JDK
53:22compliant because once it's JDK
53:24compliant, then the module no longer has
53:27the ability to translate between
53:29otherwise incompatible memory
53:31controllers and memory devices. And also
53:33the module no longer has the ability to
53:36dynamically configure the width to
53:38different values while the module's in
53:40operation. So you're
53:42>> it why is it so I mean it seems to me
53:44there's some indisha in the parago
53:48reference that suggests
53:51being a Jade compliant. For example, it
53:55talks about
53:57uh in alternative embodiment, not the
54:00embodiment that uses pointto-oint links,
54:03but in alternative embodiment, you can
54:06use strobe signals with a bus. Um you
54:11can also have this configurable buffer
54:14data width of a magnitude that's more in
54:19the JDex sphere rather than the VMus
54:21architecture.
54:23So I guess why aren't things like that
54:26suggesting this isn't such a narrow
54:30exclusively rampous architecture as as
54:33you're advancing when Perego is giving
54:36us clues right in its disclosure that
54:40really channel more towards a JD
54:43compliance scheme. So let me address the
54:46the row address strobe and column
54:48address strobe lines first and then I'll
54:50talk about the 64-bit
54:51>> RAM architecture use those strobe
54:53signals.
54:54>> It doesn't but the key is and and this
54:56is a fundamental fact that I think the
54:58board misapprehended
55:01does disclose JDK compliant memory
55:04devices which are the individual chips
55:06that reside on the module and you can
55:08see the distinction at the figure of
55:10page seven of our blue brief. The chips
55:12are the little black pieces that are on
55:14the module. The module is the entire
55:16printed circuit board which has all the
55:18chips on it. What Parago says is that
55:21precisely because its buffer has this
55:23translation functionality, Parago can
55:27use JDK compliant memory devices without
55:31needing the module to be JDC compliant.
55:35And the reason that Pereago talks about
55:38signal lines that are suggestive of JDK
55:41like row address strobe and column
55:42address strobe is because you do need
55:44those signal lines on the secondary
55:46channel to allow the devices to
55:49communicate with the buffer. What PAGO
55:51doesn't disclose is using those signal
55:53lines on the primary channel which is
55:55what you would need in order to conclude
55:58that Parago is disclosing a JDK
56:00compliant module. And I want to
56:01emphasize something. It's not only that
56:04you don't need a JD JDK compliant module
56:08in order for Paragos's device to work
56:10with these different types of memory
56:13devices. It's that you can't have one
56:16because if you had a JDC compliant
56:18module, it couldn't do this translation
56:20which is central to Parago.
56:22>> Did you have your expert uh describe all
56:24of this detail about how there's a you
56:28know at the device level? Sure, maybe it
56:30can be Jade, but it can't be at the
56:32module level. Module level is something
56:34else. And that so parago is only when it
56:37talks about these various strobe
56:38signals. It's really talking in a device
56:42specific way.
56:43>> Yes, our expert explained this at
56:45length. the the primary discussion that
56:47I would point the court to spans
56:49appendix 11471
56:52to 11477
56:54and that's about paragraph 129 to 139 of
56:57our experts declaration and again the
57:00board didn't dispute this board didn't
57:02say no you're wrong actually JDC
57:05compliant modules do have a translation
57:07functionality I think that the board
57:09fixated on Pereago's disclosure of JDK
57:12compliant devices and thought that that
57:14implied hide a disclosure of JDK
57:16compliant modules which in the context
57:18of Parago just doesn't follow because
57:21Pereago expressly tells you we can use a
57:24JDK compliant device without needing the
57:26module to be JDK compliant. I want to
57:29also address the 64 bit width that you
57:32referred to Judge Chen.
57:34The fact that Parago's module can be
57:37configured to a bit width that just so
57:40happens to coincide with one of the JDEX
57:42standard bit widths does not answer the
57:45problem because again it's undisputed
57:48that if you make a module JDK compliant,
57:52it's not going to be configurable width
57:54anymore. It's going to have a single
57:56width. And so you lose this
57:58upgradability and this compatibility
58:00with different generations of memory
58:02devices and memory controllers that
58:05Pereago emphasizes is central to its
58:08invention.
58:09And the board didn't address any of
58:12this. Not only are the facts undisputed,
58:14the board did not even acknowledge it.
58:16and and Judge Dyke, even if you think
58:18that uh that this court's cases don't
58:22require the intended purpose of the
58:24prior art to control, I think cases like
58:27Medronic versus Telelex and Polaris are
58:30very clear that it's at least a relevant
58:32fact that the board has to grapple with.
58:35Yeah, that may be in some circumstances
58:37where you're
58:39uh taking a particular feature um uh
58:43from the prior art and and you're you're
58:46saying that that feature should function
58:48the same way that it did in the prior
58:50art, but we're not dealing necessarily
58:52with that kind of situation. The Gordon
58:54and and Frri cases on which you so
58:57heavily rely
58:59back to a time and they they say it
59:01explicitly that you had to find the
59:04motivation to combine in that particular
59:06piece of prior art. That's no longer the
59:08case after KSR. You can look uh
59:11elsewhere and that's what the board did
59:14here.
59:15>> Agreed. But you still have to have a
59:18reason to do the modification in the
59:20first place. And and I read subsequent
59:23postks cases like Medronic versus
59:27Telelex, like Polaris, like even Intel,
59:29the case they rely on to say you even
59:32post KSR, you've got to account for what
59:35you're doing to the primary reference.
59:37And if you're frustrating the ability
59:39>> sense, I mean, the whole purpose of of
59:41picking and choosing elements from the
59:43prior art is that you're taking them out
59:46and and using them for a different
59:48invention and a different purpose. Uh it
59:51can't be that it has to serve the
59:54purpose of the invention from which you
59:56selected that element because you've got
59:58a different invention here. And the
1:00:00question is whether there's a motivation
1:00:02to combine the two that is found in
1:00:05general or in other prior art or
1:00:07whatever that's just and that and I
1:00:09think exonics makes that pretty clear
1:00:11that that's what the purpose is.
1:00:13>> So respectfully your honor I want to
1:00:16make two points in response. One is that
1:00:18I think it does make sense to have some
1:00:20version of a principle of operation
1:00:22doctrine because it avoids hindsight and
1:00:25that's precisely the reason this court
1:00:26adopted the doctrine in the first place.
1:00:29This was a convoluted obviousness theory
1:00:31that required starting with Parago just
1:00:34because it had a data buffer, something
1:00:36that JDK compliant modules didn't have
1:00:39and that Parago expressly says JDK
1:00:41compliant modules didn't have and then
1:00:44you dismantle everything, keep the
1:00:46buffer and then rebuild it in a way that
1:00:49serves none of the purposes that Parago
1:00:52was designed for. That is transparently
1:00:54hindsight. And the second thing I want
1:00:56to say is even if your honor and I
1:00:59disagree about where the line is,
1:01:02there's got to be a line somewhere.
1:01:03Because if there weren't, cases like
1:01:05Kimors could not have come out the way
1:01:07that they did. Cases like Polaris where
1:01:10the board just didn't grapple with the
1:01:12fact that the modification to the ATV
1:01:14would raise its center of gravity. Those
1:01:16cases couldn't have come out the way
1:01:18that they did.
1:01:19>> In in Polaris, for example, you're
1:01:21you're keeping that feature of the prior
1:01:23art. And if
1:01:26so, you're necessarily going to ask
1:01:28whether that feature continues to work.
1:01:31>> Well, here if you're not taking that
1:01:34feature from the prior art, then whether
1:01:37it uh would work to achieve the earlier
1:01:39purpose seems not beside the point.
1:01:42>> But your honor, you are keeping that
1:01:43feature of the prior art. you are
1:01:44keeping the buffer which is the thing
1:01:47that is doing the translation
1:01:49functionality and the configurable width
1:01:51that Pereago talks about repeatedly. So
1:01:54you are keeping that functionality and
1:01:56you're just completely neutering it. And
1:01:59I would submit that that's not a viable
1:02:01obviousness theory and regardless of we
1:02:04might have differences on where we think
1:02:05the line should be drawn as to how much
1:02:08the purpose of the prior art should
1:02:10should impact the analysis. But I think
1:02:13that the cases I've been citing in my
1:02:15argument show that they at least have to
1:02:17be considered and the board did not do
1:02:20that work here. The board did not
1:02:21consider these uh these problems, this
1:02:25loss in functionality that you would
1:02:27have if you made this modification of
1:02:28Pereago that requires at the very least
1:02:31vacator and remand. But we think because
1:02:33the facts that underpin our argument are
1:02:35undisputed that the court should
1:02:37reverse. I see I'm intimate.
1:02:38>> On what basis are you sort of concluding
1:02:42that the intended purpose is limited to
1:02:46the Ramis architecture? Because you're
1:02:48not you're only taking certain features.
1:02:52I think this is the point Judge Dyke was
1:02:55making. You're taking certain features,
1:02:56certain teachings
1:02:58from Perego and applying them in the
1:03:02obviousness context and not necessarily
1:03:06limited
1:03:07to the Rambus architecture.
1:03:10>> Well, sure, but even if Pereago is not
1:03:12limited to the Rambus architecture,
1:03:14Pereago's entire disclosure is focused
1:03:17on the configurable width nature of the
1:03:20buffer and the fact that the buffer has
1:03:21this translation functionality. And it's
1:03:23undisputed that those two things would
1:03:25be lost if you make this modification.
1:03:29My argument would be that the the
1:03:30intended purpose of Parago is you have a
1:03:33configurable width buffered module that
1:03:35can translate between otherwise
1:03:37incompatible controllers and devices and
1:03:39it uses a high performance RAM channel.
1:03:41And I would note parenthetically that's
1:03:43basically what Micron's expert said
1:03:45below. That's how he characterized
1:03:47parago.
1:03:47>> That seems to me to be just another way
1:03:49of saying it's limited to the RAM
1:03:51architecture. Well, not necessarily,
1:03:54your honor, because
1:03:55>> the board looked at it that way and
1:03:57certainly it doesn't appear that way to
1:03:59me.
1:03:59>> So, this goes back to the point I was
1:04:01discussing with Judge Chin, which is
1:04:03Pereago is not limited to RAM in the
1:04:05sense that it permits JDK compliant
1:04:07memory devices to reside on the module.
1:04:10And so, it does disclose some circuitry
1:04:12that permits those JDK compliant devices
1:04:15to function. What Pereago doesn't
1:04:17disclose is the JDAC compliant interface
1:04:21at the module level as opposed to the
1:04:23device level. To the extent the board
1:04:25found otherwise, we think that that
1:04:27lacks substantial evidence. But even if
1:04:29you disagree with me on that, there's
1:04:31still this problem that if you make the
1:04:33modification, you are neutering the two
1:04:36benefits, the configurable width nature
1:04:38and the translation functionality that
1:04:40PGO emphasizes. Board didn't address
1:04:42that and we think that that should be
1:04:44dispositive here. Okay.
1:04:46>> Okay.
1:04:46>> If the I see I'm out of time. If the
1:04:48court has
1:04:49>> two minutes for rebuttal.
1:04:50>> Thank you, your honor.
1:04:52>> Mr. Minhaus.
1:04:58>> Good morning. May it please the court. I
1:05:00want to pick up just where we left off
1:05:02which is I think net list is pressing
1:05:04the idea that Paraggo is limited to
1:05:06Rambus in the sense that the module the
1:05:08interface with the controller must be
1:05:10Rambus. But of course the board found
1:05:12the opposite at appendix 28 and there
1:05:15was no confusion about devices versus
1:05:18modules. I want to point to two of the
1:05:20key reasons that the board gave. One is
1:05:22that um as council conceded perigo talks
1:05:27about an alternative embodiment to
1:05:28packetized signals um that involve row
1:05:33address strobe and column address strobe
1:05:35uh control signals. Those are
1:05:37indisputably not part of a rambus
1:05:39architecture at the module level. And
1:05:41that's what the board found at appendix
1:05:44uh 25 to 26. Row address strobe RAZ and
1:05:48column address strobe Cass are Jedex
1:05:50module inputs module inputs not RAM
1:05:54signals. And similarly at at 2 at 26 the
1:05:57board said it's characteristic of a
1:05:59Jedex style RD dim which is a module not
1:06:02a device.
1:06:03uh council has no response other than to
1:06:05assert that the board was confused about
1:06:07devices but there rambis modules cannot
1:06:09use these signals and that's what um
1:06:12their expert conceded at uh 8236 34
1:06:17um and there's obviously plenty of other
1:06:19evidence the board cited the other
1:06:21reason I wanted to give is the 64-bit
1:06:22data width I want to make sure there's
1:06:24no confusion about that these findings
1:06:25are at appendix 23 to 25
1:06:29a rambus module is undisputedly the
1:06:32greatest module width bitwidth it can
1:06:34have is 32 to 366 bits. So it cannot use
1:06:38RAM what Paraggo discloses of a 64bit
1:06:41width module. Um and Paraggo even goes
1:06:44to 128 that's what the board found
1:06:47that's about the module not the device
1:06:50that's about the module. So that
1:06:51implementation that module cannot be
1:06:53used with the RAM module that implodes
1:06:56uh netless entire theory because netless
1:06:59entire theory is ago is through and
1:07:01through. It has to be Rambus at the
1:07:02module level. But the board found no.
1:07:05Paraggo actually discloses embodiment
1:07:08that comply have jet compliant features
1:07:10that cannot be used with a RAM module.
1:07:13Um and then there's obviously the second
1:07:16independent reason which is what I think
1:07:17Judge Dyke was focused on here which is
1:07:19that there's a separate motivation to
1:07:21combine um which is also at appendix 28
1:07:24which is that Jedek was the dominant
1:07:27standard in the marketplace and there's
1:07:30u again their expert has conceded this
1:07:32at appendix 8293
1:07:35he's questioned if it at the 2004 to
1:07:372005 time frame he said absolutely
1:07:40correct that the industry did select the
1:07:43Jedi approach and reject the Rambus
1:07:45approach. And so we're exactly in what
1:07:48Judge Dyke was talking about, the
1:07:49axonics tradeoff scenario. And it's not
1:07:53this is not a case where the board
1:07:54didn't address the trade-off. The board
1:07:55did address the trade-off at appendix
1:07:5728. It said the modifications would make
1:08:00Paraggo system non-functional for
1:08:02Rambus, not for Jedek, which was the
1:08:04dominant memory module style in the
1:08:06market. Given Jedic as the standard, an
1:08:08ordinarily skilled artisan would have a
1:08:09reason to pursue such a known option.
1:08:12That makes sense. There's no it's not
1:08:15much of a trade-off at all to adopt the
1:08:17dominant standard and walk away from
1:08:21again this is only some embodiment of
1:08:23parago, but the paraggo embodiment that
1:08:24are ramb
1:08:27that that that industry standard has
1:08:29been rejected. What if the Paraggo
1:08:32reference instead said
1:08:36this disclosure is exclusively about
1:08:39Rambus architecture
1:08:41and um and it's exclusive to Rambus
1:08:45because I want very specific goals to be
1:08:50achieved and they are achieved through
1:08:52the Rambus architecture period. And then
1:08:55it said everything else that it said. Uh
1:08:58but it didn't talk about the strobe
1:09:00signals and bus lines and all that. Um
1:09:05would this be a different case?
1:09:07>> Uh
1:09:07>> or would you still say, "Hey, Jade Deck
1:09:10was dominant. Who cares what Mr. Pereago
1:09:13thinks? skilled artisan at this time
1:09:16would have looked at this dominant 800
1:09:19pound gorilla jade standard and said
1:09:21we're going this way and we're going to
1:09:24uh just rip out whatever is in paraggo
1:09:28for our own Jada compliant purposes.
1:09:31>> So I don't think it's materially
1:09:33different in that the sense I don't
1:09:34think the outcome would change but
1:09:35certainly the analysis might change a
1:09:37little bit. um to answer the question
1:09:39most directly
1:09:40>> the combination would uh
1:09:42>> directly defeat the express
1:09:45>> I understand
1:09:45>> statements in the
1:09:46>> I understand and so there may need to be
1:09:48an analysis of teaching away there may
1:09:50need to be I mean as I don't think
1:09:53there's an inviable legal rule that just
1:09:55because a prior art reference says this
1:09:57is my purpose
1:09:59not anything else that you can't use the
1:10:01prior art for another purpose I think
1:10:03that's established by Axonics Intel
1:10:05Rathon all these cases even Metronic
1:10:08which Nevist relies on says it agrees
1:10:11with Intel that you can go beyond. It's
1:10:14just that it's not always legally
1:10:15irrelevant to consider the prior arts
1:10:17purpose. And so certainly that's a
1:10:18relevant consideration. It has to be
1:10:20dealt with, but it's not Jedek isn't
1:10:23simply off the table when you're
1:10:25considering Paraggo if Paraggo had
1:10:27hypothetically said I am I am Rambus
1:10:29through and through which Paraggo never
1:10:32actually says. Um and so I think we're
1:10:37but in the case we're in it's just a
1:10:38straightforward application of KSR's
1:10:40market forces rationale. Um and there's
1:10:44also no dispute by the way that the
1:10:47configurable width buffer that they are
1:10:49referencing repeatedly is optional
1:10:52within Pargo. Paraggo itself they
1:10:54concede this at their reply brief at 20.
1:10:57The configurable with buffer isn't even
1:10:59an essential feature of Paraggo in the
1:11:01first place. Is is the buffer feature a
1:11:04paraggo
1:11:05is there something special about that
1:11:07buffer which makes it work only with
1:11:10rambus architecture?
1:11:11>> No, there is a dispute about this and
1:11:15it what is undisputed is that um you
1:11:18could no if you used a Jed module in the
1:11:20paraggo system you could not translate
1:11:23across Jedc to Rambus. That is true and
1:11:25the board recognized that finding at
1:11:27appendix 29 that the modific the
1:11:30combination would make um parago
1:11:33non-functional for rambus but the board
1:11:36found at appendix 27 that and I think
1:11:39judge chen was getting at this earlier
1:11:41that the board sort of read the ideas
1:11:43about upgradability and flexibility more
1:11:45generally. It talks specifically about
1:11:47the backwards compatibility forward
1:11:49compatibility disclosure of paraggo
1:11:50there and says that's a reason to
1:11:52interpret paraggo to uh be open to using
1:11:56Jed and not be limited to rambas which
1:11:59tells you that the board found the board
1:12:01obviously thought that that those
1:12:03advantages would apply to a Jedex
1:12:05system. Now, of course, you couldn't
1:12:08translate across Jedex to RAM. That
1:12:10point is undisputed. True. But so, but
1:12:12the board did expressly consider that
1:12:14trade-off at appendix 29. It said it's
1:12:16nonfunctional for Ambus, but so what?
1:12:18It's still it still would adhere to the
1:12:21do market dominant standard.
1:12:25>> Well, there's no contention that you
1:12:27can't use the buffer for the Jedex
1:12:28standard, right?
1:12:32>> Uh, right. You you could certainly use
1:12:34the buffer for the Jedex standard that
1:12:37um that was found at appendex 40 when
1:12:40discussing the cast limitation the board
1:12:42found
1:12:44>> it was operable operable to together in
1:12:47the jedex
1:12:48>> exactly there's nothing in jedc that
1:12:49prevents you from having a data um
1:12:52buffering on the on data it just was
1:12:54that you have to solve a timing issue
1:12:56and the board found at appendix 40 if
1:12:59you combined paraggo with the jet the
1:13:01jetex standard you would have been able
1:13:03to skilled artisan would have been able
1:13:04to solve that problem. Paraggo in fact
1:13:07discloses the benefit of the buffer
1:13:08which is to reduce load and netless
1:13:12hasn't challenged any of those findings.
1:13:14So that's established. But even scoping
1:13:16out from that, we have these two
1:13:18findings about Argo not being limited to
1:13:21Rambus and it suggests Jedek and that
1:13:23Jedek was the market dominant standard.
1:13:26And in the context of those findings,
1:13:28the board at appendix 27 and 29 clearly
1:13:31weighed the trade-offs. It it found that
1:13:33the Jed uh a Jedek implementation of
1:13:37Paraggo would still have upgrade
1:13:39flexibility and backward compatibility.
1:13:41In fact, that's an affirmative reason to
1:13:43read paraggo is going beyond Rambus. And
1:13:45then it acknowledged, yeah, you would
1:13:47lose this RAM functionality, but so what
1:13:51>> are there certain The other side brings
1:13:53up that there's uh they made a couple
1:13:55arguments that the board never actually
1:13:57addressed and that would be grounds for
1:13:59vacate and remand.
1:14:01>> Well, so that's what I'm precisely
1:14:02trying to get at is that no, the board
1:14:04did address those arguments um at
1:14:06appendix 27 and 29. Um the arguments
1:14:10that were made below were
1:14:13basically this amalgam. It wasn't always
1:14:15clearly presented I think but net list
1:14:17argued that there's this flexibility and
1:14:20it relies on the buffer and this
1:14:22flexibility has different
1:14:24instantiations. You've got this
1:14:25backwards forwards compatibility. You've
1:14:27got this translation across Rambus to
1:14:29Jed and the board addressed both of
1:14:31those sort of parts of the point at
1:14:35appendix 29. It said yeah it's
1:14:36nonfunctional for Rambus. So what that
1:14:38address that side and that in appendix
1:14:4027 it says it you it affirmatively
1:14:44relies on Paraggo's disclosure about
1:14:46upgrade flexibility and backwards
1:14:48compatibility and whatnot to say that's
1:14:51a reason to read it to to to be open to
1:14:54Jed and not be limited to RAM. So the
1:14:56board clearly thought that that
1:14:58functionality
1:14:59um would have application in a Jed
1:15:02system and um you know and there was a
1:15:06dispute about this. I mean, but the
1:15:07board came out in our side. I mean, at
1:15:09appendix 270 to71, that was a petition
1:15:12where we sort of argued the point about
1:15:15how you could have some of this
1:15:16flexibility in Jedek and we cite our
1:15:19expert um that expert testimony is at um
1:15:231556 to 57 uh paragraphs 179 and 181. It
1:15:28also came up at the reply a reply uh at
1:15:31appendix 736 to 37. So, I mean there
1:15:34there was a fight about this. They had
1:15:36their experts say that this stuff
1:15:37wouldn't, you know, you would lose all
1:15:39these benefits, but um there was a
1:15:42dispute about that and the board
1:15:43resolved it in our favor and it's
1:15:45supported by substantial evidence.
1:15:50If the court has no further questions,
1:15:51we would ask that you affirm court. If
1:15:55the court has no further questions,
1:15:57apologies.
1:15:58>> I can't tell you how often that mistake.
1:16:01It's it's rather telling in a sense
1:16:03because
1:16:05council sometimes act as though we are
1:16:07the board and not a court.
1:16:09>> We're a patent examiner.
1:16:13>> Mr. Milton,
1:16:14>> thank you your honors and thank you for
1:16:16restoring my time. Judge Dyke, I believe
1:16:19Micron's council has now conceded that
1:16:22the the purpose of the prior art and the
1:16:24effect that a proposed modification
1:16:26would have on that purpose is, as I took
1:16:28it down, quote, a relevant consideration
1:16:30that has to be dealt with. It was not
1:16:33dealt with here. This was not a factual
1:16:36dispute where they their expert said,
1:16:39"Oh, well, you can modify PAGO's buffer
1:16:41in this way and it still can do the
1:16:43translation. it can still be a
1:16:45configurable with buffer and our experts
1:16:47said no. They've never disputed the fact
1:16:49that if you modify Parago this way, you
1:16:52lose that functionality.
1:16:53>> You don't need that feature of the
1:16:54buffer and accommodation that's made
1:16:57here.
1:16:57>> But you've still got to have a reason
1:16:59why
1:17:00>> you don't need it, right?
1:17:02>> You don't need it to get to the claims,
1:17:04but you do need a reason why the skilled
1:17:07artisan would make the modification in
1:17:09the first place. And that same point, if
1:17:11you don't have that reason, then you're
1:17:14stuck with plain hindsight. And the same
1:17:16point answers Micron's Council's
1:17:18repeated focus on market dominance.
1:17:20Market dominance shows why you might
1:17:22want to have a JDAC compliant module. It
1:17:25doesn't tell you why you would start
1:17:26with Parago and then completely take it
1:17:29apart and rebuild it to get there. Just
1:17:31like there's plenty of market demand out
1:17:33there for Honda Civics, but it doesn't
1:17:35mean that if I want a Honda Civic, I'm
1:17:37gonna start with a Ferrari and keep one
1:17:39piece of it and rebuild the whole car
1:17:40into a Honda Civic.
1:17:42>> But but you might start with Perego if
1:17:44Perego has a teaching that is relevant
1:17:47to and would operate within a JDK
1:17:52environment. Correct.
1:17:53>> Sure. But you can't
1:17:56the the piece that they're trying to
1:17:58take from Parago is the buffer. And the
1:18:01the innovative thing about the buffer
1:18:04which Parago repeatedly emphasizes is
1:18:07that it has this translation
1:18:08functionality and it is configurable
1:18:11with other throwing away.
1:18:14>> It has other features. Correct.
1:18:17>> Nothing that Pereago talks about. And
1:18:19and that and that's the that's the
1:18:21problem. That's why this runs straight
1:18:23into
1:18:24>> you're not using it in the combination
1:18:26for these features you're talking about
1:18:27is using it for other buffer features.
1:18:30Right.
1:18:31>> Sure. But the board still has to
1:18:33consider why would a skilled artisan
1:18:35have done this if by doing this
1:18:37>> that would work in the combination to
1:18:39achieve the patented invention. That's
1:18:41why that's the whole theory of
1:18:43obviousness. But the problem is you're
1:18:46you're starting out with a reference
1:18:47that discloses a buffer, explicitly
1:18:50contrasts its invention with JDK
1:18:52compliant modules which don't have data
1:18:55buffers, and then you're saying, well,
1:18:57you would just take this buffer and
1:18:59notwithstanding everything else Parago
1:19:01says, you're going to drop it in a JD
1:19:03compliant module, even though Paraggo
1:19:05doesn't say anything about how you would
1:19:07solve the timing problems that that
1:19:09would create. That is hindsight and that
1:19:11is why this court's inoperability and
1:19:13principle of operation cases exist. At
1:19:16the very least, the board has to grapple
1:19:18with the sorts of arguments that we made
1:19:20here, which we made at length. They they
1:19:23were they were not abbreviated. They
1:19:24were not confusing. We've cataloged the
1:19:26citations in our briefing. The board had
1:19:28to address it. The board didn't. So, at
1:19:29least we need vacator and remand. I see
1:19:32I'm over time. If the court has any
1:19:34other questions.
1:19:35>> Okay. Thank you. Thank both council. The
1:19:36case
1:19:37>> Thank you, your honor. Our next case is
1:19:39number 251 1936 Net list Inc. versus
1:19:43Micron Technology Texas.
1:20:19You just stay where just stay where you
1:20:21are now.
1:20:52Okay, Mr. Rosen Crrance.
1:21:03Go ahead.
1:21:04>> Good morning, your honors. And may it
1:21:05please the court. Josh Rosen crayons
1:21:07representing Micron.
1:21:09Your honors, this is a nearly half a
1:21:11billion dollar verdict where
1:21:13>> Mr. Rosen CR just hypothetically and I
1:21:16just like to hear it on the record.
1:21:19Hypothetically, if the prior two appeals
1:21:23that we just heard argument on are
1:21:26affirmed, what does that do to your
1:21:30appeal?
1:21:31Well, your honor, in that case, my work
1:21:33here would be done. Um, this court would
1:21:35not have to address uh the the district
1:21:38court appeal. Uh but if the court will
1:21:40indulge me for for a half a billion
1:21:42dollars, I just feel it necessary to get
1:21:44out the main arguments on why the
1:21:46verdict cannot stand even if one or the
1:21:49other appeals. Um
1:21:51>> I want you to do that.
1:21:52>> Okay. Thank you, your honor. Uh so so
1:21:54the half a billion dollar verdict
1:21:56depends upon expert testimony where the
1:21:59experts themselves made concessions that
1:22:03are fatal to both infringement and
1:22:07damages. I'd like to spend my time today
1:22:10focusing on one of the two infringement
1:22:12arguments and on the 912 aortionment.
1:22:17Now, your honors, we briefed two
1:22:18infringement arguments. I'd like to
1:22:21focus on the second. The parties
1:22:24disagree about the outer bounds of the
1:22:27term transmit to. We'll rest on the
1:22:31briefs with regard to what the outer
1:22:33bounds of that term can mean. Our
1:22:36position is it means send to it doesn't
1:22:39mean receive. But for purposes of
1:22:42today's argument I will accept net
1:22:45list's position on the outer bounds of
1:22:48transmit to. Net list says transmit to
1:22:52means that the signal reaches or arrives
1:22:57at the destination. and they disavow any
1:23:00argument that it matters what happens
1:23:02after the signal arrives at or reaches
1:23:05the destination. The undisputed evidence
1:23:08about how our product works
1:23:12confirms that they do not meet Netlist's
1:23:15own definition. I will give the court
1:23:18four facts that netlist has never
1:23:22disputed. First, the command signal goes
1:23:25out on a shared bus. It's one meer, one
1:23:29wire that connects to every memory
1:23:32device in a rank. That's at 20,491.
1:23:36It's at 20,678.
1:23:39Uh, and you could see it in our opening
1:23:41brief at page nine. That demonstr that
1:23:44that demonstrative shows the yellow
1:23:46arrows arriving at every single one of
1:23:49those memory devices. And on the same
1:23:52page, you can see the same thing
1:23:54described in the block diagram.
1:23:57The next three facts are facts that
1:24:00again our witnesses, our experts and
1:24:04technical witness testified to. You will
1:24:06not hear a single dispute about any of
1:24:09these facts from net list uh nor from
1:24:12their experts or or witnesses. They are
1:24:16facts about what happens when the signal
1:24:19is put on that bus. What happens within
1:24:22the device? First, it decodes the
1:24:26command. That's a 20,687.
1:24:30Second, it stores the command. That's a
1:24:3320,859.
1:24:36And then in response to the MRS command,
1:24:40each memory device opens up a right data
1:24:44path. That's at 20,858
1:24:47to 60. This is the path that the DQ0
1:24:52signal travels upon and without that um
1:24:55uh MRS signal arriving there uh and and
1:24:59that path opening up the DQ0 signal
1:25:02never arrives. Now there is actually a
1:25:06fifth fact that cannot be disputed and
1:25:09you could see it in the timing diagram
1:25:12on page 38 of our opening brief. Look at
1:25:16the annotation in the blue box. Net list
1:25:19has no explanation for this annotation
1:25:22in the blue box. And this is the
1:25:24original diagrams about our product.
1:25:27It's not some expert um uh commenting on
1:25:30the product. The annotation in the blue
1:25:32box in the upper right says the MRS
1:25:36command is quote held in the DRAM until
1:25:40the DQ0 signal arrives. Net list has
1:25:44never explained how a jury could find
1:25:47that a device that decodes a command
1:25:50signal, stores it, opens up a data path
1:25:54in response to it, and then holds it
1:25:57while waiting for the next command to
1:26:00arrive, the next signal that is, if the
1:26:03command signal never arrived in the
1:26:06first place. So you're saying the
1:26:08command signal um
1:26:11flows into the input buffer of the non-
1:26:15selected DRAMs.
1:26:18No, your honor. Um there there is
1:26:21another there there is another buffer
1:26:24that net list and their experts are
1:26:27referring to the input an internal input
1:26:29buffer and an internal receiver. No one
1:26:33ever testified to the name of the
1:26:35storage place where the MRS command
1:26:38signal comes in, gets held, gets
1:26:41decoded, uh, and opens up the path. It
1:26:45It doesn't have a name, but obviously
1:26:46it's another uh storage place. I guess
1:26:49if you're waiting for the DQ zero signal
1:26:53to arrive,
1:26:54maybe the command signal for each of
1:26:57these DRMs, it they're just sitting in a
1:27:01waiting room, so to speak, and they're
1:27:03not exactly
1:27:06uh delivered to the DRAM per se, where
1:27:09um you know, or the DRAMs haven't quite
1:27:12yet taken possession of the command
1:27:14signal.
1:27:15>> Your honor, no one ever testified to a
1:27:17waiting room. Net lists brief refers to
1:27:19them sitting at the threshold. No one
1:27:22testified to a threshold. It's a wire.
1:27:24It's got voltage on it. All the
1:27:26electrons go to the DRAM. They may sit
1:27:29in a waiting room, but that waiting
1:27:31room, the only place for them to sit is
1:27:34in the device itself. It then
1:27:38>> okay, but look, what we're dealing with
1:27:41is the meaning of transmit. And I think
1:27:44we're assuming for purposes of this
1:27:46discussion that that transmit means not
1:27:48only sending but receiving. Right.
1:27:51>> Yes, your honor.
1:27:52>> So the question is whether a signal is
1:27:55received before it's received in a
1:27:59usable form. Um and it seems to me that
1:28:04um uh the argument here is that uh it's
1:28:09not received in a usable form until the
1:28:12DQ whatever it is signal comes in.
1:28:14Right.
1:28:15>> Your honor, I I would I would beg to
1:28:18differ about receiving
1:28:19>> sleep until the the sort of the DQ
1:28:21signal wakes it up. the so if I heard
1:28:26you correctly my my answer is
1:28:29that uh the key question is whether it
1:28:33arrives at or reaches the destination.
1:28:36That is net list's definition. You can
1:28:40see it on page 25 and 29 of their brief.
1:28:44Does it arrive at the memory device?
1:28:47It's nothing about usable condition.
1:28:50It's the signal that arrives and it's
1:28:52the signal that gets decoded and that
1:28:55gets held and that um uh that opens up
1:28:58the other
1:28:59>> I'm wondering is I mean we're dealing
1:29:00with a Huelet Packard situation since
1:29:02the parties didn't ask for a more
1:29:04refined claim construction and couldn't
1:29:06a jury conclude that uh it's not
1:29:08transmitted it's not received until it
1:29:11uh is there in a usable form
1:29:14>> no your honor a jury could not conclude
1:29:16that because net list itself tells us
1:29:19over and over again what trans the outer
1:29:23bounds of transmit to. It says quote the
1:29:26ordinary common sense meaning of
1:29:28transmitted to is conveyed to and
1:29:30reaching another place. That's at 25
1:29:33page 29 bolds the phrase reach four
1:29:38three different times in one paragraph
1:29:39to give one example. The claim can be
1:29:42understood as requiring that commands
1:29:45reach the destination i.e. delivery. Net
1:29:49list has conceded at page 30 of the
1:29:51brief that whether they get executed,
1:29:54which is really what's about, what what
1:29:55usable form in your formulation is
1:29:58about, um is irrelevant to their uh
1:30:01interpretation of the claim. Now, I
1:30:03don't want to lose the opportunity to
1:30:05address
1:30:06>> where do they say that?
1:30:07>> Uh at page uh pages 44 to 45 of their
1:30:11brief. quote micron errors when it
1:30:14accuses net list of construing
1:30:16transmitted to as requiring ex execution
1:30:20of the command by by the way their own
1:30:23experts said if you transmit something
1:30:24to an entity it needs to be received by
1:30:27the entity and that that's at 2053231
1:30:36if I may turn to aortionment I I don't
1:30:39want to rush the report.
1:30:42So the the aortionment problems are
1:30:44fatal with both damages award, but I'll
1:30:47focus on the 912 problem which iterates
1:30:50into the 417
1:30:52problem uh w with even greater
1:30:55magnitude. But my basic point, your
1:30:57honors, is that this is Kennedy's MO. He
1:31:01assigns 100% of the same benefit to
1:31:05whatever patent net list puts in front
1:31:07of him. That's not a methodology. It's a
1:31:10contradiction. This can be addressed
1:31:13through the lens of either sufficiency
1:31:16or admissibility. From the lens of
1:31:19sufficiency, the problem arises because
1:31:21net list took 100% of the value when its
1:31:26own expert admitted that he never um uh
1:31:29measured the patent share of that value.
1:31:31Now, net list theory assigns to the 912
1:31:35patent the entire value of getting above
1:31:392400 mega transfers per second. But
1:31:43netless own didn't you cross-examine
1:31:46Kennedy and to try to explore
1:31:49the basis and didn't you try to why
1:31:52didn't you identify I guess what Kennedy
1:31:56had said in a different litigation about
1:31:58the 506 patent? Well, your honor, here's
1:32:00what the here's what we said, what we
1:32:02asked of their technical witness who who
1:32:05provided the basis for
1:32:07>> Yeah, but my my question is much more
1:32:09specific. It's just about Kennedy's
1:32:12testimony in a different litigation
1:32:14about the 506 patent that you think is
1:32:17very very important for a factfinder to
1:32:19understand and evaluate the strength of
1:32:22Kennedy's testimony in this litigation.
1:32:25and you just never raised it during the
1:32:29trial and I don't understand why. Do you
1:32:31have an explanation why that didn't come
1:32:33up?
1:32:34>> I I do. I I see I'm eating into my
1:32:36rebuttal time so I hope I can reserve
1:32:38some. Um so the answer is a very
1:32:41practical answer that the judges
1:32:43standing orders prohibited reference to
1:32:47other litigation. But we got the fact
1:32:50out through the baseline testimony of
1:32:53their technical expert. They we asked
1:32:56their technical expert who supplied the
1:32:58basis for Kennedy this question. In
1:33:01fact, you know, you know that there are
1:33:05other patents that you also believe
1:33:09without them those products wouldn't be
1:33:11able to operate above 2400 mega
1:33:14transfers per second. He says, "Yeah."
1:33:17And then he says that seems reasonable.
1:33:19He also conceded that he didn't consider
1:33:22whether the speed increase was due
1:33:24solely to the 912 patent. And he admits
1:33:27that's not what he was told to do. That
1:33:30is a classic failure of aortionment even
1:33:34if we didn't hit them over the heads in
1:33:37the in the trial testimony though we did
1:33:40in the Dowbert um uh admissibility uh
1:33:44proceeding. uh with this other
1:33:46litigation concession. Uh if there are
1:33:49no further questions, I'd like to
1:33:51reserve the remainder of my time for
1:33:53rebuttal.
1:33:54>> Okay,
1:33:56Mr. Lamin.
1:34:05Thank you, your honor. Because Micron
1:34:08never sought a construction of
1:34:09transmitted to. The question here is
1:34:11just substantial evidence. Could a
1:34:13reasonable jury find that the MRS
1:34:15command is quote transmitted to non-
1:34:17selected DRAMs as a skilled artisan
1:34:20would understand those terms and a
1:34:23skilled artisan could understand that
1:34:25transmitted to requires it to be
1:34:27addressed to and received by and the
1:34:30jury could and there's ample evidence
1:34:32that in the views of skilled artisans
1:34:33>> but what does received by mean here
1:34:35because as I understand the undisputed
1:34:38testimony the signal does get there
1:34:41>> it just doesn't get there in a usable
1:34:42form until
1:34:45you have a further signal the DQ signal.
1:34:47>> So I think the testimony is disputed
1:34:49whether the command as a whole actually
1:34:51arrives there and I'm going to get to
1:34:53that. Um but the testimony is very clear
1:34:55and the jury didn't have to accept their
1:34:57expert testimony. The the expert's very
1:34:59clear and this is Micron's own corporate
1:35:00representative lead architect for memory
1:35:02products question. So what you're saying
1:35:04is for a DRM that's not selected its
1:35:06receiver for the command and address
1:35:08signals are disabled. So it's not
1:35:10receiving any command and address signal
1:35:12and as old it's also ignoring any of the
1:35:13data that may be coming its way. Answer
1:35:15that's right that's at 20,533.
1:35:18Same thing 25,535
1:35:20lines 19 to22. Do you know how they
1:35:23managed to ignore signals that are
1:35:24coming in? Yeah, their selects will be
1:35:26off. So the command does not flow into
1:35:28the input buffers. The evidence is very
1:35:30clear that from the view of a skilled
1:35:31artisan and Mr. Ross is a skilled
1:35:33artisan it is not received. Likewise
1:35:36micron engineer Mr. here only the device
1:35:38it says 20,564
1:35:40lines 20 to 22 only the devices which
1:35:42have DQ pulled low will accept the MRS
1:35:45command so there's ample evidence about
1:35:47received but I believe that my colleague
1:35:50didn't even address the question about
1:35:52directed to or addressed to and for
1:35:54something to be sent to or transmitted
1:35:56to you would expect it to be addressed
1:35:58to that person that it's not somebody
1:35:59who's not intended to receive it and
1:36:01micron
1:36:02>> the other side saying that your view is
1:36:05that as long as it reaches is these DRMs
1:36:08that's good enough and they do reach all
1:36:12of the DRAMs to the extent that they all
1:36:14arrive at some uh temporary buffer.
1:36:17>> So I think there's two answers. First
1:36:19reaches in a sense that an skilled
1:36:21artisan electrical engineer would
1:36:23consider relevant which is not that it's
1:36:25just on a shared bus because their
1:36:26interpretation is anything on a shared
1:36:28bus it reaches because electronically it
1:36:30passes by. That's like saying a package
1:36:31on a FedEx van reaches every house
1:36:34because the FedEx gang goes by it. What
1:36:36matters when it's received is does it
1:36:38come into and is it accepted by and if
1:36:40it's not accepted by if you tell the
1:36:42package I don't want this go away FedEx
1:36:44would not say that was transmitted to
1:36:46you and they wouldn't say it was
1:36:47delivered and they certainly wouldn't
1:36:48say it if it's not addressed to you
1:36:50don't it's not considered received
1:36:52unless it's addressed to you and
1:36:53addressing is an important part of
1:36:55transmitted to interlopers accidental
1:36:58things aren't transmitted to it's
1:36:59transmitted to the person you intend to
1:37:01send it to so if a drill sergeant looks
1:37:03at me and says lamb can drop and give me
1:37:0520 or drop and give me 20 lambkin. No
1:37:07one would say he transmitted that
1:37:09command to anybody who happened to be
1:37:11nearby and overheard it.
1:37:13>> It is addressed to all the chips. It is
1:37:15addressed to all the chips because the
1:37:17signal is sent to all the chips.
1:37:19>> No, it's only
1:37:19>> some some chips uh the selected chip can
1:37:23use it the others can't.
1:37:25>> Right. I think actually the command
1:37:26itself and maybe this is the technical
1:37:28answer but I think from this perspect we
1:37:30always look from the perspective of a
1:37:32skilled artisan and we have skilled
1:37:33artisan after skilled arson after
1:37:35skilled artisan saying it isn't received
1:37:37because it the chip gets shut off before
1:37:39received but if you want to turn to page
1:37:41I believe it's 38 of their brief which
1:37:43is the chart is
1:37:44>> received I thought we had a situation
1:37:45where was activated enabled by the DQ
1:37:50signal. Yeah, I I think I can explain
1:37:52what's happening there. If you turn to
1:37:54page 38 of their brief, and mind you,
1:37:56the jury doesn't have to accept their
1:37:58evidence. The jury could understand
1:38:00their own witness that it's not received
1:38:02by because it's shut the m the DQ0 shuts
1:38:04it down before it's actually received.
1:38:06The jury could understand that a skilled
1:38:08artisan doesn't look at questions of
1:38:10timing. For example, Dr. Mion explained
1:38:12it's all considered part of one
1:38:14transaction.
1:38:14>> Of the record is that there really isn't
1:38:16any dispute technically as to what
1:38:18happens here. It's a question of how you
1:38:20interpret it in terms of whether that is
1:38:22sufficient to have the thing.
1:38:24>> Yeah. And in so far as you have a
1:38:26question of how you interpret it. You
1:38:27the jury can take the view of a skilled
1:38:29artisan and heard from skilled artisan
1:38:30after skilled artisan that it isn't
1:38:32received. It's not received because the
1:38:34DQ0 turns it off. It's not received
1:38:36because it never flows into the input
1:38:38buffers. But even if we set that aside,
1:38:39Judge Dyke, and we want to talk about
1:38:41All right, let's talk about the timing.
1:38:42That's on page 38. And I'd like to talk
1:38:44about this because I think there's an
1:38:46inference being drawn from this that's
1:38:48not correct. If you take a look at that
1:38:50and it's correct that you start sending
1:38:53the command, right? And it starts coming
1:38:56and it's at TB, right? That's the blue
1:38:58box. It starts going at a TB and it is
1:39:01correct if you look down below to the DQ
1:39:04boxed in green. That little E which is
1:39:07your DQ0 comes out comes out a clock
1:39:11tick later. So it gets placed on a bus.
1:39:13The MRA command is placed on a bus
1:39:15slightly ahead of when or it starts
1:39:18being placed on a bus slightly ahead of
1:39:20when that EE is placed on a separate
1:39:22line, a separate asynchronous line. But
1:39:25if you look at the box and this is
1:39:26Micron's own diagram, if you take that
1:39:30box, that entire box is the signal. It's
1:39:34the command. It's not just a one or a
1:39:36zero. It's a whole string of things. So
1:39:38for the the recipient to understand what
1:39:40it's being told to do, it has to get
1:39:42that whole box. That whole box isn't
1:39:45there until TB plus 5. By the time TB+ 5
1:39:49rolls around, that little Eee has
1:39:52already arrived. And so before the full
1:39:54command gets in, before the computer
1:39:57knows, oh, this is what I'm going to be
1:39:59told to do. This is my MRS command.
1:40:01Something said, shut your door. Don't
1:40:03listen. Go to sleep. And so it never
1:40:05receives the command. And I think that I
1:40:08the the statement MRS command to DM the
1:40:10blue box that uh my colleague cites it
1:40:13says the MRS command and address inputs
1:40:15are held in the DRM. So it might be that
1:40:18some little bit gets there before the
1:40:21device before the DQ0 says shut down.
1:40:23It's not for you. Don't listen. Some bit
1:40:26a header something that causes it to
1:40:27respond in some way. But the command
1:40:29itself doesn't actually arrive because
1:40:31it's so much later than the E. and and
1:40:34and I think an analogy might be if you
1:40:36look at Morse code, so for letter J,
1:40:38it's dot dash dash dash. If the dot got
1:40:43there to the telegraph operator, but
1:40:45before he got his dash dash dash, he got
1:40:48a signal says shut down your telegraph.
1:40:50Don't receive anything else. No one
1:40:51would say the letter J dot dash dash has
1:40:54been received because only the dot made
1:40:55it. That's how this diagram is showing
1:40:58what's happening here. And so it's not
1:40:59like the evidence is un But even backing
1:41:02off from that, this court doesn't have
1:41:04to become an expert on reading diagrams.
1:41:06The jury heard evidence of how skilled
1:41:08artisans would understand this. They
1:41:10heard from Mr. Seir, a micron engineer
1:41:12that it gets will not accept it. It's
1:41:14like a package being rejected at the
1:41:16door not received. They heard from m
1:41:18They heard from um uh Mr. Ross that
1:41:21because it's shut down, the command is
1:41:23not received. That's substantial
1:41:25evidence. This court doesn't sit behind
1:41:28and say, "No, no, I'm going to read a
1:41:29diagram differently." Um, when if you
1:41:31look at the diagram, you can reconcile
1:41:33it, but you don't have to reconcile it.
1:41:34The jury was allowed to listen to their
1:41:36own witnesses and that it's not actually
1:41:38received. And certainly, you wouldn't
1:41:40think it's not it's transmitted to to
1:41:42people to whom it's not addressed. Um,
1:41:44to use one quick example, for example,
1:41:46we all use public Wi-Fi.
1:41:49Those the signals when you do an inquiry
1:41:51and it comes back, that's all being
1:41:53blasted out to the air. It actually in
1:41:55some sense reaches every device that is
1:41:58in in you know within range but it's
1:42:00addressed to only one device and only
1:42:03one device will absent some mis
1:42:06misconduct will be able to see it and
1:42:08use it and since it's directed to one
1:42:10device we would treat that as
1:42:11transmitted to spam.
1:42:13>> Pardon?
1:42:13>> You're just blasting it everywhere even
1:42:16though you really only have one true
1:42:18target
1:42:19>> right. And then if all the recipients,
1:42:23you know, are are holding it at least
1:42:26for a temporary period of time.
1:42:29>> So I think
1:42:30>> that's enough.
1:42:30>> Well, that's two two two issues. One,
1:42:32would a skilled artisan understand that
1:42:35the sign the Wi-Fi signal, the response
1:42:37to your inquiry is transmitted to people
1:42:39who basically are told to ignore it
1:42:41because it just happens to be available
1:42:43in the air to them. I don't think they'd
1:42:44understand that. But at the very least,
1:42:47Micron has to show it has the only
1:42:48reasonable understanding of the
1:42:50language. And that's not the only
1:42:52reasonable understanding the language
1:42:53because its own witnesses, its own
1:42:56witness has said, "Hey, I don't think
1:42:58it's received. I don't think it's
1:43:00received because the MR the the DQ0
1:43:03comes in time to shut it down before
1:43:05that full command is in."
1:43:06>> Where did their witness say it's not
1:43:08received?
1:43:09>> So, let's start with go through it. says
1:43:1420,533
1:43:16lines 20 to 25.
1:43:17>> Wait a moment. Which volume is this in?
1:43:19>> Um, that's going to be volume two, I
1:43:20believe.
1:43:23And this is
1:43:26Mr. Ross, who is their lead lead
1:43:28architect.
1:43:29>> What page?
1:43:30>> 20,533.
1:43:32I'll be bouncing around these few pages
1:43:33a bit.
1:43:36Lines 20 to 25.
1:43:39So what you're saying is for a DRM
1:43:41that's not selected, its receiver for
1:43:43the command and address signals are
1:43:44disabled. So it's not receiving any
1:43:46command and address signals. And as a
1:43:48result, it's also ignoring any of the
1:43:49data that may be coming its way. Answer,
1:43:51that's right. If you look two pages
1:43:54later, 20,535
1:43:56lines 1922.
1:43:58Question. Do you know how they manage to
1:44:00ignore the signals that are coming in?
1:44:02Answer: Yeah, their selects will be off.
1:44:04So the command does not flow into the
1:44:07input buffers 20,533.
1:44:10So I'm going back to the prior lines 19
1:44:12to 22
1:44:14talking about receivers on non- selected
1:44:16DRMS quote are put in a standby state if
1:44:19you will question. And in that standby
1:44:21state it ignores any signal that's on
1:44:22the data line. Is that correct? Answer
1:44:25yes or a command. So they would ignore a
1:44:27command coming in and yes if there's no
1:44:29command received then there's no data
1:44:32that's latched. Time and again he's
1:44:34making the same concession. Or if you go
1:44:35to 20,000 564 Mr. Seir who is again
1:44:40micron engineer lines 20 to 22 he says
1:44:44that only the devices that have the DQ0
1:44:46pulled low will accept the MRS command.
1:44:50Command isn't accepted if they don't
1:44:52have DQ0
1:44:54pressed low. Dr. Manion Smith. Now we're
1:44:57going to go to 20366.
1:44:59If DQ0 is not set low, the DRM chip is
1:45:03not going to receive and execute an MRS
1:45:06command. 20,367
1:45:09lines 1 to4 non- selected DRAMs quote
1:45:11will have their receivers in standby
1:45:13mode. So, they're basically asleep.
1:45:1620,512
1:45:17lines 20 to 23. And until the point in
1:45:20time when the DQ signal turns off some
1:45:22DMs and activates one, has the command
1:45:24signal been transmitted to any of the
1:45:25DMs? Answer, no. From the perspective of
1:45:28these skilled artisans, these the sig
1:45:30the DQ0 and the rest is effectively one
1:45:34transaction. Dr. Manion Smith described
1:45:37them as a single operation. So the
1:45:39address and arrive and and the signal
1:45:41itself arrive at approximately the same
1:45:43moment and it's not received because
1:45:45it's not not anything that they can
1:45:47execute on because it gets cut off
1:45:49before it can know what the command is
1:45:51consistent with that. But even so, at
1:45:53the very least, even if you don't
1:45:54require a receipt, even if you say,
1:45:56"Okay, well, you wouldn't say that it is
1:45:58transmitted to if it's not addressed to
1:46:00them." I think a skilled artist would
1:46:01understand that if it's not addressed to
1:46:03you, it's not received by. Skilled
1:46:04artisans just don't take the view that
1:46:06anything placed on the bus is
1:46:07automatically transmitted to and
1:46:09received by everything else on the bus.
1:46:11That's just not how an EE would
1:46:13understand this. And the jury certainly
1:46:15was allowed to draw that conclusion.
1:46:18If I could turn then briefly to the
1:46:20aortionment question on the 912
1:46:23and that is that that is as a matter of
1:46:26dowert as waved as wave could be because
1:46:28at the outset the only argument made at
1:46:30dowbert was there's a double count with
1:46:32the 506 but a double count isn't an
1:46:35aortionment issue. It's very different
1:46:37because
1:46:37>> what's the standard review of for us to
1:46:43consider how Judge Gilstrap understood
1:46:46the Dowbert motion because I think there
1:46:49is an alternate reading of their
1:46:51challenge which was based on more than
1:46:55the alleged double counting but that
1:46:57there was um
1:47:00an allegation by Kennedy that there were
1:47:03different technical contributions
1:47:06coming from different patents that uh
1:47:10contributed significantly and in fact
1:47:13exclusively to all of the speed benefit
1:47:16here.
1:47:16>> So actually I don't think that can be a
1:47:18con a proper construction. The judge did
1:47:20say it's a double counting issue.
1:47:22>> I guess what I'm wondering is is that a
1:47:24question of law or is that an abuse?
1:47:25It's an abuse of discretion standard
1:47:27because the judge is in the moment
1:47:29trying to figure out what the other side
1:47:30is say what they're saying to you and
1:47:32the judge if you made has a reasonable
1:47:33construction and they haven't made the
1:47:35opposite argument with clarity or at all
1:47:37there's no abuse of discretion and I
1:47:39think if I could ask the court if you
1:47:40looked at the actual motions appendix
1:47:445155 to 57 and the reply is at 5553
1:47:49these are all double counting arguments
1:47:52at no point do they say it's not
1:47:53properly
1:47:54>> was it made the argument at Dalbert.
1:47:56>> Pardon?
1:47:56>> What difference does it make whether
1:47:58they make the argument at Dalbert? They
1:48:00make the argument now based on the trial
1:48:02transcript.
1:48:03>> They're arguing based on sufficiency,
1:48:05but then you don't look and say, did the
1:48:07expert go through a set of techniques
1:48:09that we think is required? At that
1:48:11point, you're asking did the jury have
1:48:13sufficient evidence on which it could
1:48:15decide that yes, the speed benefit is
1:48:17attributable to the the technology. And
1:48:20so what
1:48:21>> it's not not a sufficiency issue.
1:48:25>> So it it becomes a sufficiency issue,
1:48:27but it's on a very different standard.
1:48:29We're not looking at technical dowert
1:48:31like was was it a reliable standard,
1:48:33reliably applied, we're going to make
1:48:34them march through the steps. It's what
1:48:36could the jury understand? And here the
1:48:38jury could understand that when Micron
1:48:41can't point to anything else that
1:48:43contributed nothing. its own expert said
1:48:46flat out that he's not able to identify
1:48:48any other contribution to it. The jury
1:48:50can understand given that there's half a
1:48:52billion dollars at stake. If there was
1:48:54something else that contributed to it,
1:48:56surely Micron would come up with that
1:48:57and that's standard fifth circuit.
1:48:59>> Was Micron barred from bringing up
1:49:01Kennedy's testimony and other litigation
1:49:04as to the
1:49:06>> contributions of the 506 patent? And so
1:49:08they couldn't say that the 506 patent
1:49:11has a has the double count because the
1:49:13double count had be eliminated. But I
1:49:15should and I see that I'm out of time.
1:49:16If I could just answer this one
1:49:17question. The key here is the 506 and
1:49:20this patent have the same benefit. They
1:49:24achieve the same result in different
1:49:26ways. And so you could have a double
1:49:28count if you demanded the same royalty
1:49:29for each. But it's not a problem of
1:49:32aortionment because it's not like one
1:49:35the benefit comes from one or the other.
1:49:36And they're not non-infringing
1:49:38alternatives to each other because both
1:49:39of them are patented. And so where you
1:49:41handle when you have two patents that
1:49:43achieve the same technical benefit,
1:49:45they'll be worth the same amount, but
1:49:46you only get to challenge claim it once.
1:49:48And so for very often in cases like
1:49:50hologic um or uh sickle, if this is
1:49:54hubane or kimar holding, what the expert
1:49:56will say is well you pay once whether
1:49:59you use one patent or the other. And so
1:50:01that's why it's not an aortionment
1:50:02problem. These two patents actually
1:50:04achieve the same benefit in different
1:50:07ways. And so you pay for that benefit,
1:50:10same amount if you use one of the
1:50:11patents or the other. So you can't sue
1:50:13them both, but you're not going to say,
1:50:14"Oh, gee, one contributed to the other."
1:50:16Nope. They're just alternative
1:50:17mechanisms for achieving the same.
1:50:18>> You get the same royalty on each patent.
1:50:20>> Pardon?
1:50:20>> You get the same royalty for each
1:50:22patent.
1:50:22>> You would have the same royalty, but
1:50:24you'd only pay it for one patent or the
1:50:26other. You wouldn't say it for both
1:50:27because that would be the double count.
1:50:28And that was what they're complaining
1:50:30about. There's no statement that oh
1:50:32we're having an aortionment. If you read
1:50:33those pages I recited. It's just nowhere
1:50:36in there suggesting that somehow that
1:50:38this was actually a problem of
1:50:41aortionment. In fact, if you look at the
1:50:42the motion to strike or the the U motion
1:50:45lemony, it's actually a 403 argument. It
1:50:47says that it's unduly prejuditial.
1:50:49Thanks so much.
1:50:49>> I think we're out of time. But I want to
1:50:51ask you the same question that Judge
1:50:53Chen asked to Mr. Rosenr. if uh
1:50:55hypothetically we were to affirm in the
1:50:57two IPRs this case is over with right
1:51:01>> so at that point we have a significant
1:51:02finius problem and yes I think at that
1:51:05point we do not have a patent anymore on
1:51:07which we can recover and so that is a
1:51:10but my my I think my best answer to that
1:51:12is don't please don't do that these are
1:51:14innovative patents and they are entitled
1:51:16to due respect thank you if there's no
1:51:18questions I see
1:51:30your honors. A few brief I'm sorry, I
1:51:32don't know how much time I have. Okay, a
1:51:36few brief points. Uh first on
1:51:40the infringement, I agree with Judge
1:51:43Dyke that there is no dispute about how
1:51:45these products work. Uh uh Mr. Lamin
1:51:49tried to come up with a dispute about
1:51:51the box on page 38. Um, I'll just say he
1:51:56offered an interpretation of the timing
1:51:58diagram. No one embraced that
1:52:01interpretation. Our uh our witness Smith
1:52:04testified to the command being held and
1:52:07stored in the device. Net list witnesses
1:52:11did not contest this. And that's at
1:52:14pages 20,859.
1:52:17And you can see it in our opening brief
1:52:19more fully at pages 38 to 39. Now, I'm
1:52:23not saying that every uh everything on a
1:52:26bus is received because the bus passes
1:52:29by. I'm saying everything on a bus is
1:52:31received because it's received. It goes
1:52:34directly into each device. Our witnesses
1:52:38did not dispute how the devices work.
1:52:42They are offering that is my friend is
1:52:44offering Ross and Seir. All they are
1:52:47talking about in all of that testimony
1:52:50is what happens when the DQ0 signal
1:52:53comes in, which is way too late for us
1:52:56to be talking about whether it was
1:52:58received or not. Um the uh and and you
1:53:02can see it in particular when it comes
1:53:05to Ross's um testimony.
1:53:10Um Ross says that a non- selective
1:53:13device will not quote act on the signals
1:53:16of the command sent to it. That's at 533
1:53:19to 35 20,000 that is 533 to 35. He says
1:53:24the data does not latch in. That's all
1:53:26about what happens inside the device.
1:53:29Even the quote about received that my
1:53:31friend points you to Ross was not
1:53:34talking about when the command signal
1:53:36arrives. He's talking about something
1:53:38that comes way later when it's already
1:53:40inside. Um, uh, Judge Dyke, you you said
1:53:44it exactly right about addressed. We
1:53:46know that it is addressed to each device
1:53:50on the rank because it goes directly to
1:53:53each device on the rank and no one
1:53:55disputed that. And finally, we fully
1:53:59reserved our aortionment argument. Um,
1:54:02my friend on the other side talks about
1:54:04our Dowert motion. It's fully uh uh
1:54:08preserved in our Dowart motion. But if
1:54:11you look in particular at our reply, um
1:54:16uh we we said it at 5155,
1:54:20what Kennedy ar what we argued was that
1:54:22Kennedy quote does not reliably aortion
1:54:25the value of the asserted P uh patents.
1:54:29Our Dow reply is at 5554
1:54:32to 55. You can see that again it must be
1:54:36aortioned out. It doesn't matter whether
1:54:38there was double counting or not. The
1:54:41reply was after the 506 patent was
1:54:44already out of the case. And then the
1:54:47the to punctuate it 259 to 61. We say it
1:54:51four times in oral argument. quote,
1:54:54"Even if the opportunity to recover for
1:54:57the 506 patent went away when they
1:54:59dropped when they dropped it, the quote
1:55:02increase in speed attributable to the
1:55:04506 patent either has to be aortioned to
1:55:07the other patent or it has to be
1:55:10aortioned to the public where Netlist
1:55:12can't recover."
1:55:14>> Okay, I think we're out of time.
1:55:15>> Thank you, your honors. For all of these
1:55:16reasons, we respectfully request that
1:55:19the court reverse. Thank you. Thank both
1:55:22council cases submitted.
1:55:24That leads to our final case this
1:55:26morning which is number 25202
1:55:30Bergen versus Collins.
1:56:39Okay, Mr. Deacquest.
1:56:50May I please the court Kennedy the
1:56:51Hawkins for Mr. Bergen. Um on behalf of
1:56:54Mr. Bergen, I want to thank the
1:56:55opportunity this court for the
1:56:56opportunity to present his appeal.
1:56:58Veterans lack the ability to show that
1:57:00they did not receive a mailing outside
1:57:03of showing there was a problem with that
1:57:05mailing.
1:57:06Henderson recognizes that a different
1:57:08approach is needed for veterans,
1:57:09particularly when an appeal to the court
1:57:11is involved. If there's a defect in the
1:57:13mailing
1:57:15that explains why the mailing never
1:57:17arrived,
1:57:20then that explains why the the mailing
1:57:22never arrived. But if there is no defect
1:57:24in the mailing, then the veteran must
1:57:26still be able to to convince the court
1:57:28that he or his attorney did not receive
1:57:31that mailing. Mr. Bergen asked his court
1:57:34to consider whether it was error for the
1:57:36veterans court to rely upon the
1:57:38presumption of regularity to find that a
1:57:40mailed notice of a decision reached his
1:57:43attorney. He asked his court to hold
1:57:45that although the presumption should be
1:57:46used to presume that VA mailed the
1:57:48notice letter, it is improper to use
1:57:50this presumption to also presume that
1:57:53his attorney received the notice.
1:57:56He asked the court to set aside the
1:57:57veterans court order dismissing the
1:57:59appeal and remand the matter to
1:58:01determine whether his attorney received
1:58:03the notice letter.
1:58:04>> But isn't it correct that um 7266A
1:58:09at the time
1:58:11um set the standard as to when the
1:58:15notice is mailed, not when it's
1:58:17received.
1:58:19>> It it does, your honor. And um but the
1:58:22problem with with the problem that this
1:58:24case demonstrates is assuming as the you
1:58:28know the court found that there was no
1:58:30defect in the mailing despite our best
1:58:31efforts to convince them otherwise. So
1:58:33assuming that there can be there is no
1:58:35defect the VA did everything it was
1:58:37supposed to do. For some reason it never
1:58:40showed up in his attorney's mailbox.
1:58:44Under the current case law, the
1:58:46presumption of regularity has now
1:58:48extended beyond what the ve the VA did,
1:58:50beyond what the agency has done and
1:58:52presumes that it arrived where it was
1:58:54supposed to. And when as here the
1:58:58attorney uh or the veteran in other
1:59:00cases um did not receive that, the the
1:59:04presumption of regularity then becomes
1:59:06an impenetrable barrier to showing that
1:59:09there was no notice. And without the the
1:59:11notice of the decision, the veteran or
1:59:14the attorney cannot know or be put on
1:59:17notice that anything had happened with
1:59:18their claim. And so it would be it would
1:59:21be um
1:59:24it would it would not be um right to
1:59:27require them to still um abide by the
1:59:30120day deadline to file the appeal. Now,
1:59:33in this case, as soon as the attorney
1:59:35became aware of the decision, he
1:59:38immediately filed his appeal. And of
1:59:39course um it was much too it was much
1:59:42later than the 1820 days contemplated by
1:59:45the statute. But to answer the question,
1:59:47yes, the statute does
1:59:50um does start the clock from when the
1:59:53decision is mailed. But the current
1:59:55>> that's that's the standard. Well, that
1:59:57is your honor, except that when the
2:00:00notice isn't isn't uh received by the
2:00:04veteran, he or she has no idea or the
2:00:08attorney uh no idea that a decision has
2:00:10been made. And so there has to be a rule
2:00:13particularly in light of Henderson where
2:00:15the court um where the court talked
2:00:19about the solicitude of uh the V VR VGA
2:00:23and the subsequent laws that place a
2:00:25thumb on the scale in the veterans
2:00:27favor. And we believe that the the
2:00:30ruling in Henderson requires a
2:00:32re-examination of the traditional role
2:00:35of the presumption of regularity in
2:00:37veterans benefit cases. um particularly
2:00:40in uh its role in assuming as the court
2:00:43did here that the the mailing actually
2:00:46went to and was received by the veteran
2:00:48or in this case his attorney. Um
2:00:53>> well Hendendrickson talks about the
2:00:54consequences of a mailing and open the
2:00:58door to equitable tolling but that
2:01:02didn't change what triggers the timing
2:01:07in the first place. And in this case at
2:01:10the time the statute triggered that to
2:01:14the date of mailing
2:01:16>> it. Yes, your honor. And and granted
2:01:19that is a a a difficult burden to
2:01:21overcome uh or obstacle to overcome. But
2:01:24again, we think that there there there
2:01:27has to be a rule in place in order to
2:01:29allow a veteran to show and demonstrate
2:01:31that he or she did not receive the
2:01:34mailing despite the presumption of
2:01:36regularity. How does that become
2:01:38relevant? Is that relevant to equitable
2:01:39tolling? What
2:01:42>> how do you fit that into the statuto
2:01:43scheme?
2:01:44>> So, as Henderson uh confirms the the
2:01:48120day deadline is a claims processing
2:01:50rule and the court under 7266 or the VA
2:01:54under their own rules, uh claims
2:01:56processing rules can uh provide
2:01:58equitable relief in whatever form that
2:02:01they they desire uh whether it's
2:02:03equitable tolling or something else.
2:02:05What I'm asking you, how does nonreceipt
2:02:07fit into this? Is that a ground for
2:02:09equitable tolling? Is that what you're
2:02:11saying?
2:02:11>> Um, I believe it can be. Yes, your
2:02:13honor. And so when the the the receipt
2:02:17is not established or the veteran can
2:02:20show that it was never given and and
2:02:22keep in mind that the veterans court
2:02:23didn't get there and so we don't know
2:02:25what the what what evidence is needed to
2:02:27make this showing. Uh whether the
2:02:30evidence that that Mr. Bert. Um,
2:02:32>> why wouldn't it just be the standard for
2:02:33equitable tolling? You know, I I didn't
2:02:37meet the statutory deadline, but here's
2:02:40the reason. I have uh really good
2:02:42grounds because I actually never
2:02:44received the mailing uh from from the
2:02:48post office.
2:02:49>> The problem is, your honor, and and we
2:02:52think that that would be a good rule
2:02:54except that the Veterans Court with this
2:02:56ruling used the presumption of
2:02:58regularity to find that Mr. Bergen did
2:03:01or his attorney did actually receive the
2:03:04notice and that's where
2:03:05>> would have the opportunity to overcome
2:03:08the presumption of regularity.
2:03:12>> Well, we think
2:03:13>> and support the argument that you know
2:03:17equitable tolling should apply because I
2:03:19never received this notice. Um, yes,
2:03:23your honor, except again the the the
2:03:25court used the presumption of regularity
2:03:27to show that he did receive it. And the
2:03:30standard for overcoming the presumption
2:03:32of regularity is to demonstrate a defect
2:03:35in the mailing process or some defect in
2:03:38the process that the agency used.
2:03:40>> To the extent that you're arguing that
2:03:41there's no presumption of regularity
2:03:43about the mailing, I think you lose. I I
2:03:45don't I don't think you've got an
2:03:46argument.
2:03:47>> No, your honor. And and to the extent
2:03:48our briefing says that, we we disavow
2:03:50that. That is not at all what what our
2:03:52position is here.
2:03:54>> I think the argument has to be that
2:03:56nonreceipt should lead to equitable
2:03:58tolling and that there should be an
2:04:00opportunity to assess the testimony
2:04:04about nonreceipt as a matter of
2:04:06equitable tolling.
2:04:07>> Absolutely, your honor. And it has to be
2:04:10outside of the context of rebutting the
2:04:12presumption of regularity because the
2:04:13presumption of regularity ends once the
2:04:16decision leaves the the the secretary's
2:04:18office. Once it's been properly mailed,
2:04:21properly addressed, which the court
2:04:23found it was, we we obviously didn't
2:04:24agree with that below.
2:04:26>> Maybe there's another presumption of
2:04:27regularity that the post office delivers
2:04:29the mail
2:04:30>> and and that may very well be as well,
2:04:32your honor. But again, once the once the
2:04:35agency's works are once the government's
2:04:37work is done, the presumption ends and
2:04:39for whatever reason, it didn't show up
2:04:42to the intended recipient. So there
2:04:44needs to be outside of the context of
2:04:46this presumption
2:04:48uh an an allowance of of a showing that
2:04:53the the uh notice was never received.
2:04:56And that's where the veterans court we
2:04:57believe uh made an error in extending
2:05:00that presumption all the way to his his
2:05:03mailbox or his living room when the mail
2:05:05came court did. I mean, I thought they
2:05:08were applying the presumption of
2:05:09regularity to the board's mailing
2:05:12practices, not so much, you know, the
2:05:16post office's practices.
2:05:19Well, yes, your honor, except that the
2:05:22what the what the veterans court said um
2:05:25on page 10 of the appendix, that middle
2:05:28paragraph, because the appellant has not
2:05:30demonstrated an addressing error was
2:05:32consequential nor otherwise provided
2:05:34clear evidence to rebut the presumption,
2:05:36the court is left with only his
2:05:37assertion that he did not that his
2:05:39attorney did not receive the board's
2:05:41decision. And so they've said that that
2:05:44on its own is insufficient to show that
2:05:47it wasn't received. And um that's how we
2:05:51rebut the presumption of regularity.
2:05:53>> Right. But you know for at A7 to A8 the
2:05:58under the subheading does the
2:05:59presumption of regularity attach? It
2:06:01appears the veterans court really
2:06:04talking about the VA's performance of
2:06:06its statutory duty to mail a board
2:06:08decision to the claimant's
2:06:11representative.
2:06:12>> And and again,
2:06:13>> I don't see anything, at least here,
2:06:15where it's talked about and the
2:06:17presumption of regularity applies
2:06:20equally to how the post office conducts
2:06:22its official business.
2:06:25I I don't believe that they went as far
2:06:28as as um presuming I think it's implied
2:06:32that the that that the post office
2:06:34performed its duties as well. Uh because
2:06:36again the the veteran's attorney or the
2:06:39veteran asserted to the court that his
2:06:41attorney didn't get the the decision in
2:06:44the mail. And the court said the only
2:06:47way you can show that is by rebutting
2:06:49the presumption of regularity. But the
2:06:51presumption of regularity ends once it's
2:06:54left the uh the agency. And then there's
2:06:58a a again there there has to be an
2:07:01ability to show that despite the best
2:07:03efforts of everyone involved, even
2:07:05though they did everything correctly,
2:07:06for whatever reason, it didn't show up.
2:07:09>> Okay. But did you argue before the
2:07:12veterans court that non-receipt should
2:07:14lead to equitable tolling?
2:07:17um that we did not argue that
2:07:20specifically, your honor. Um our problem
2:07:22uh we did argue that the veterans
2:07:26attorney did not receive the decision
2:07:28and so for that reason um the time to
2:07:32appeal should have well I guess let me
2:07:34let me back up. The argument made was
2:07:36because the veterans attorney didn't
2:07:38receive the decision until u more than
2:07:42120 days later that the time to appeal
2:07:44should have started once the veterans
2:07:46attorney had actual notice when he went
2:07:48into the system regained access and then
2:07:51again immediately filed the appeal. And
2:07:53so um although the the words equitable
2:07:56tolling were not uh used that's
2:07:58essentially what it is. Um but again
2:08:02just to reiterate the problem here is
2:08:04that the the the presumption of
2:08:06regularity should end once the agency
2:08:08has done its work and whether it it did
2:08:11everything correctly is irrelevant to
2:08:14whether the the veteran or the attorney
2:08:17actually received it. Uh, and under the
2:08:19current case law, the only way to show
2:08:21that that there was no receipt is to
2:08:23rebut the presumption, which again,
2:08:26assuming for for the purposes of this
2:08:28appeal, which the court found, they did
2:08:30nothing wrong. And so now, Mr. Bergen is
2:08:33left completely unable without any legal
2:08:36remedy to uh to demonstrate that that
2:08:38the the mail never reached its intended
2:08:41recipient.
2:08:42>> So, I can't understand anymore. Are are
2:08:45you trying to attack the board or are
2:08:48you trying to attack the US postal law
2:08:51postal service
2:08:53>> for for we believe that we the court can
2:08:56assume that both the VA and the post
2:08:58office did everything correctly
2:09:01and for some other reason we don't know
2:09:04uh again this this never
2:09:06>> assume that the post office did its job
2:09:09>> well for the purpose of this appeal
2:09:11>> mean that
2:09:13I I think your honor that the there are
2:09:16many problems with the mailing. Um and
2:09:19>> I don't know how he could what how there
2:09:22could be nonreceipt if the post office
2:09:24did its job.
2:09:25>> Well, again, I don't know either, your
2:09:27honor. The the presumption would apply
2:09:29to the post office
2:09:32>> there. There could have been, you know,
2:09:34the mailbox left open. There could have
2:09:35been somebody walked by and grabbed it.
2:09:37I don't know. but for some reason it did
2:09:40not make it to his attorney's mailbox
2:09:42when he went to check the mail. Uh maybe
2:09:45there was uh again but but but keep in
2:09:47mind in order to rebut the presumption
2:09:49there has to be affirmative evidence
2:09:51that there was something done wrong
2:09:53which unless you're you're watching the
2:09:55mailbox you you generally aren't going
2:09:57to be able to to demonstrate that. And
2:09:59that's again,
2:10:00>> if I could just follow up, uh, you you
2:10:03just said for purposes of this appeal,
2:10:06we can presume that both the VA and the
2:10:09US Postal Service did their jobs.
2:10:13That's the presumption of regularity.
2:10:15>> It is, your honor.
2:10:16>> So,
2:10:17I I don't understand. Do you Do you want
2:10:20to tear down the presumption of
2:10:22regularity or do you not anymore? I I
2:10:24don't understand
2:10:26>> what what what we asked the court to
2:10:28>> or or maybe you want to tear it down,
2:10:29but you're conceding that they in fact
2:10:31did perform their duties correctly.
2:10:34>> No, your honor. What what what our what
2:10:36our argument is, what we ask this court
2:10:38to to do is to find that the presumption
2:10:42of regularity ends once the agency has
2:10:45done what it's supposed to do. And then
2:10:48after that,
2:10:49the veteran should be allowed to present
2:10:52as he argued here that for some other
2:10:55reason he can either attack the
2:10:58presumption and rebut it and show that
2:11:00there was a problem with whatever agency
2:11:02was supposed to didn't do what they're
2:11:04supposed to do or as in this case that
2:11:06for some other reason uh with with sub
2:11:09you know whatever evident uh evidentary
2:11:12burden is is uh is developed by the
2:11:15veterans court that he didn't receive it
2:11:17um because frankly we we we didn't get
2:11:20the the decision in the mail and uh
2:11:23under the way that the the court ruled
2:11:25here, Mr. Bergen is is in the impossible
2:11:28position of of being unable to prove
2:11:30that. But
2:11:30>> it sounds to me like you're trying to
2:11:32rewrite the statute. The statute
2:11:35triggers the start of the 120day period
2:11:39on the date when the notice is mailed.
2:11:42it you're it seems to me you're arguing
2:11:45that uh
2:11:47no we don't want to worry about mailing
2:11:49and whether that was correctly mailed or
2:11:52not. What we're look what we should be
2:11:53looking at is the date the veteran
2:11:56received the notice
2:11:58as to this and because the notice was
2:12:01not received in this case the 120day
2:12:04period never started.
2:12:07It seems to me you're trying to rewrite
2:12:09the statute.
2:12:10>> We're we're not trying to rewrite the
2:12:11statute your honor. We we agree
2:12:14obviously that the statute starts the
2:12:16clock on 120 days. It's a claims
2:12:18processing rule which is is which is
2:12:21flexible and it allows exceptions for
2:12:23cases we think like Mr. Bergens where
2:12:27the the decision just never showed up.
2:12:29Um and
2:12:30>> now we're talking equitable tolling
2:12:32again,
2:12:33>> right? And it is an equitable remedy,
2:12:35your honor. Um but again,
2:12:38the way that the Veterans Court ruled,
2:12:40Mr. Bergen can never prove that he
2:12:43didn't get it without rebutting the
2:12:45presumption and without showing that
2:12:46there was some defect in what the VA
2:12:48did.
2:12:50>> Okay. Well, we're out of time. We'll
2:12:52give you two minutes to
2:12:53>> Thank you,
2:12:53>> Mr. Kushner.
2:13:05Thank you. Good morning. And may it
2:13:07please the court. So it seems to me
2:13:09we're here uh with two issues. One is
2:13:14whether presumption of regularity
2:13:15applies to the mailing. I think it
2:13:17clearly does and our authority says it
2:13:20does and I don't think there can be any
2:13:22real argument that there shouldn't be a
2:13:23presumption of regularity about mailing.
2:13:26But the the the problem is whether uh
2:13:29under the statute there's room for
2:13:30equitable tolling because of nonreceipt.
2:13:33And here there could be another
2:13:35presumption of regularity. the post
2:13:36office does its job. The problem there
2:13:39is is and I think it's fairly common
2:13:41knowledge is that the post office
2:13:43doesn't always deliver the mail. Uh,
2:13:45everyone has that experience and under
2:13:48those circumstances should there be some
2:13:50room for a veteran to try to establish
2:13:55nonreceipt by his testimony of non-reed
2:13:58and maybe testimony that the post office
2:14:00sometimes fails to deliver mail. What
2:14:03What's your view about that? So, Judge
2:14:06Dyke, to answer your first question, you
2:14:08are correct that the presumption of
2:14:09regularity applies to the board's
2:14:11mailing obligations under section 7104E.
2:14:14This court said so in tumor clearly, and
2:14:16so that can be put aside. Um, as to your
2:14:19second question, we certainly agree that
2:14:22nonreceipt of a board decision can be
2:14:25caused for equitable tolling. And in a
2:14:27case in which the the claimant argues uh
2:14:32non-received either by the claimant
2:14:33himself or by the claimant's authorized
2:14:35representative, there would be an
2:14:37analysis of equitable tolling. That's
2:14:39not this case. If you take a look at
2:14:41page seven of the joint appendix, uh the
2:14:44veterans court began a paragraph by
2:14:48talking about equitable tolling. And
2:14:50then the veterans court said, and I
2:14:52quote, "However, the appellant has not
2:14:54requested that the court apply equitable
2:14:56tolling, nor has he provided any factual
2:14:59or legal arguments in support of such a
2:15:01result." So equitable tolling does not
2:15:04go into the equation here. And I I want
2:15:06to spend a little bit of time explaining
2:15:07why equitable tolling is really the only
2:15:10doctrine that could be relevant to an
2:15:13issue of non-receipt. Judge Lynn, you
2:15:15are absolutely correct. Section 7266A
2:15:19sets the triggering event for the 120day
2:15:22limit as the board's mailing of its
2:15:26decision. Uh receipt by the veteran
2:15:29doesn't matter. Receipt by the veteran's
2:15:31authorized representative does not
2:15:33matter. the concept of actual knowledge,
2:15:35which is a concept that Mr. Bergen
2:15:37raises in his briefing, that does not
2:15:39matter either. The only thing that
2:15:41matters is the board's mailing
2:15:43obligation. And when the Veterans Court
2:15:46used the um the presumption of
2:15:49regularity, it did so to show regularity
2:15:53in the board's mailing obligations. And
2:15:56even if we go to the
2:15:57>> How would a veteran go about
2:15:59establishing equitable tolling based on
2:16:01non-receipt? Would it would the
2:16:02veteran's own testimony or the
2:16:05representative's own testimony about
2:16:06non-receipt be sufficient? What what
2:16:09would be required?
2:16:13So equitable tolling has certain
2:16:16conditions. Um it includes showing
2:16:18extraordinary circumstances. It includes
2:16:21showing uh a certain amount of
2:16:22diligence. It's a very unique kind of
2:16:25analysis that was not undertaken by the
2:16:27veterans court here simply because Mr.
2:16:29Bergen never presented that argument to
2:16:32the veterans court. Uh in an appropriate
2:16:34case, I think non-receeded would
2:16:36certainly be relevant to the equitable
2:16:38tolling analysis. It may not be the end
2:16:41all beall of that analysis.
2:16:43>> I mean over overcoming the presumption
2:16:45of regularity
2:16:48requires more than just in normal
2:16:51circumstances requires more than just a
2:16:53showing that it wasn't received.
2:16:56>> That's correct.
2:16:56>> Requires something beyond that. that
2:16:59there's something else that happened
2:17:01along the way that made the whole
2:17:03process irregular.
2:17:05>> That that's correct. It requires
2:17:06>> that's a so that's that's a that's that
2:17:09can be a hard burden to overcome uh in
2:17:13the veterans context.
2:17:16Is there room to argue that
2:17:20uh rather than having to overcome the
2:17:22presumption of regularity,
2:17:25all a veteran would have to do to
2:17:27establish equitable tolling is to simply
2:17:31establish that he never got the notice.
2:17:35Period.
2:17:36So these are arguments
2:17:38>> not be enough to overcome the
2:17:39presumption of regularity, but would it
2:17:43be enough to support an equitable
2:17:45tolling argument in the veterans
2:17:48context?
2:17:49>> So again, it may be I think there's two
2:17:51completely different questions here.
2:17:53There's the question of rebuting the
2:17:55presumption of regularity which goes to
2:17:57the question of whether the veteran's
2:17:59notice of appeal to the veterans court
2:18:00is timely under 7266A.
2:18:03And there's the separate no issue of
2:18:05equitable tolling that asks if the
2:18:08veteran's notice of appeal is not
2:18:10timely, is there a way to overcome that
2:18:13untimeliness because of equitable
2:18:15considerations through equitable
2:18:16tolling? Those are completely separate
2:18:18issues. I agree with you that non-reed
2:18:22goes to the issue of equitable tolling.
2:18:24We we certainly don't dispute that. Um
2:18:26but non-receeded does not go does not go
2:18:30to the issue of
2:18:32um of the the presumption of regularity
2:18:35>> which is what this court said in tumor.
2:18:38In tumor uh the veteran also said
2:18:42there's an allegation of non-receipt. We
2:18:45did not receive the the board's decision
2:18:48and therefore we overcome the
2:18:49presumption of regularity. And the court
2:18:52uh cited the veterans court decision
2:18:54saying uh non-receipt alone is not
2:18:57enough to overcome the presumption of
2:18:59regularity. And then this court said we
2:19:01see no error in this analysis. So it is
2:19:03not enough for the purposes of the
2:19:06presumption of regularity to simply
2:19:07allege non-receipt. And and that makes
2:19:09sense. Also, if you look at section
2:19:127104, which talks about the board's
2:19:14mailing obligations, and if you look at
2:19:167266A,
2:19:18which uses mailing as the triggering
2:19:20event for the 120day period, the receipt
2:19:25does not come into it. The only thing
2:19:27that matters is whether the board
2:19:28properly mailed its decision to the
2:19:31veteran.
2:19:33>> But if it but if it's equitable tolling,
2:19:35there's a diligence requirement. How
2:19:37does this thing work? Can a veteran log
2:19:40on to
2:19:42a website, a VA website to find out uh
2:19:46whether an opinion is issued?
2:19:51>> Um I I don't know whether the veteran
2:19:54can do that him or herself. I think the
2:19:57veteran's repres
2:19:57>> representative do that.
2:19:58>> The the representative if there is such
2:20:00a representative might be able to do so.
2:20:03uh the veteran or the representative may
2:20:05also call the board uh to to figure out
2:20:09whether a decision has been issued and
2:20:11maybe through that phone call understand
2:20:13that there was a decision issued that
2:20:15the veteran never received and I think
2:20:17that was sort of the case in tumor where
2:20:20the veteran at some point called the
2:20:22board and found out that there was a
2:20:25decision issued in his case. Um, so
2:20:27there there are ways to show diligence
2:20:29even when there is a non-receipt of a
2:20:32board decision, but again I want to
2:20:34stress all that goes to the equitable
2:20:36tolling question. None of it goes to the
2:20:39presumption of regularity question.
2:20:43If I can just spend one moment on the
2:20:46Henderson issue because that appears
2:20:48prominently in Mr. Bergen's brief.
2:20:50Henderson held u something very
2:20:53specific. It held that section 7266A
2:20:57in the 120day period provided therein is
2:21:00not jurisdictional and we certainly
2:21:02agree with that. Uh the Veterans Court
2:21:04correctly explained in its decision
2:21:06below that section 7266A is subject to
2:21:10forfeite and it's subject to equitable
2:21:12tolling. Uh neither one of which would
2:21:15be true if section 7266A was in fact a
2:21:18jurisdictional statute. So Henderson's
2:21:21very narrow, very specific holding does
2:21:24not come into play in this case.
2:21:27>> Thank you.
2:21:28>> Thank you,
2:21:32>> Mr. De Hawkz.
2:21:35>> Thank you, your honor. Um,
2:21:38so Judge Lynn, I think your questions
2:21:40were precisely on point is that the the
2:21:42the standards for rebutting the
2:21:44presumption for equitable tolling are
2:21:47sometimes insurmountable as they are
2:21:49here. Uh, rebutting the presumption
2:21:51requires uh more than just saying we
2:21:53didn't get it. And and my point as as we
2:21:56explained is that when as here the
2:21:59court's finding that the the VA did
2:22:02everything it was supposed to do,
2:22:03there's nothing left for the veteran to
2:22:05do other than to present evidence that
2:22:07he never got it. Um and again in in just
2:22:12if I can clarify a bit or refine my
2:22:14response about the equitable remedy that
2:22:16we're seeking tolling is one of them but
2:22:19again tolling has other um other
2:22:21requirements that with the due diligence
2:22:24and and it being an extraordinary
2:22:26circumstance. Um we think that there are
2:22:28multiple avenues for equity from the
2:22:31veterans court um and so tolling being
2:22:33one of them and tumor. Um, just one
2:22:36quick point on that. The the veteran
2:22:38actually got the decision. He he the
2:22:41board issued it. He called and a couple
2:22:43weeks later and said, "Hey, I know a
2:22:45decision's been made. Can you send me a
2:22:46copy?" They sent him a copy and said,
2:22:49"You have to you have to appeal within
2:22:51120 days of that letter." Uh, and and
2:22:54the veteran tried to send it from the
2:22:56date that he got the second copy and
2:22:58this court said no. Um, but that is not
2:23:01the case here. the veteran and tumor got
2:23:04the decision. He knew about it. Uh in
2:23:06this case, the the veterans attorney did
2:23:08not. And so, uh a different rule is
2:23:11necessary. So, if there are no
2:23:12questions, um we would ask that this
2:23:15court um set aside the veterans court
2:23:17decision finding that the uh presumption
2:23:19of regularity should not extend to show
2:23:21that the the notice uh arrived in his
2:23:25attorney's mailbox.
2:23:27>> Okay. Thank you. Thank the cases
2:23:29submitted. That concludes our session
2:23:31for this morning.
2:23:44>> The honorable court is adjourned until
2:23:46tomorrow morning at 10 a.m.
2:24:02I was as I
2:24:11What happened?